Thornburg ETF Trust - TMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Strid Group, LLC | History | Reduced | 551,056 | 14,096 | 1.75% | 1.87% | 1 | -21,668 | -3.78% | Q4 2025 | Jan 26, 2026 |
| PERSONAL CFO SOLUTIONS, LLC | History | New | 447,977 | 11,459 | 1.82% | — | 2 | +447,977 | New | Q4 2025 | Jan 22, 2026 |
| D.B. Root & Company, LLC | History | Added to | 167,933 | 4,295 | 1.05% | 0.82% | 3 | +41,873 | 33.22% | Q4 2025 | Feb 03, 2026 |
| Integrity Wealth Solutions LLC | History | Added to | 89,159 | 2,280 | 0.9% | 0.77% | 4 | +21,411 | 31.6% | Q4 2025 | Feb 02, 2026 |
| Cornerstone Wealth Group, LLC | History | Added to | 70,760 | 1,810 | 0.12% | 0.09% | 5 | +21,194 | 42.76% | Q4 2025 | Jan 26, 2026 |
| Empire Financial Management Company, LLC | History | Added to | 55,421 | 1,417 | 0.31% | 0.32% | 6 | +54 | 0.1% | Q4 2025 | Feb 12, 2026 |
| Clay Northam Wealth Management, LLC | History | Added to | 55,150 | 1,410 | 0.78% | 0.18% | 7 | +42,750 | 344.76% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 39,332 | 1,006 | 0.0% | 0.0% | 8 | +28,654 | 268.35% | Q4 2025 | Mar 25, 2026 |
| JANE STREET GROUP, LLC | History | New | 33,607 | 859 | 0.0% | — | 9 | +33,607 | New | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 26,040 | 666 | 0.0% | 0.0% | 10 | +16,392 | 169.9% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | No change | 21,767 | 556 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Westside Investment Management, Inc. | History | New | 17,800 | 455 | 0.07% | — | 12 | +17,800 | New | Q4 2025 | Jan 23, 2026 |
| Principia Wealth Advisory, LLC | History | Added to | 13,496 | 345 | 0.22% | 0.24% | 13 | +192 | 1.44% | Q4 2025 | Feb 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 12,709 | 325 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Global View Capital Management LLC | History | Added to | 12,678 | 324 | 0.06% | 0.07% | 15 | +261 | 2.1% | Q4 2025 | Jan 14, 2026 |
| IFP Advisors, Inc | History | Added to | 9,433 | 241 | 0.01% | 0.01% | 16 | +36 | 0.38% | Q4 2025 | Feb 06, 2026 |
| HERITAGE OAK WEALTH ADVISORS LLC | History | Reduced | 8,716 | 222 | 0.08% | 1.45% | 17 | -146,520 | -94.39% | Q4 2025 | Jan 21, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 6,621 | 169 | 0.01% | 0.01% | 18 | +12 | 0.18% | Q4 2025 | Feb 20, 2026 |
| Spire Wealth Management | History | Added to | 3,080 | 78 | 0.0% | 0.0% | 19 | +9 | 0.29% | Q4 2025 | Jan 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 1,953 | 49 | 0.0% | 0.0% | 20 | +1,498 | 329.23% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,352 | 34 | 0.0% | — | 21 | +1,352 | New | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 848 | 21 | 0.0% | 0.0% | 22 | +386 | 83.55% | Q4 2025 | Feb 13, 2026 |
| PFG Private Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -67,748 | -100.0% | Q3 2025 | Nov 06, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,902 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -9,364 | -100.0% | Q3 2025 | Oct 29, 2025 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q3 2025 | Nov 10, 2025 |