Thornburg ETF Trust - TMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WCG Wealth Advisors LLC | History | New | 1,738,123 | 44,340 | 1.24% | — | 1 | +1,738,123 | New | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | New | 1,107,840 | 28,261 | 0.03% | — | 2 | +1,107,840 | New | Q1 2026 | May 13, 2026 |
| Strid Group, LLC | History | Added to | 582,838 | 14,868 | 1.84% | 1.75% | 3 | +31,782 | 5.77% | Q1 2026 | Apr 29, 2026 |
| PERSONAL CFO SOLUTIONS, LLC | History | Reduced | 444,552 | 11,340 | 1.59% | 1.82% | 4 | -3,425 | -0.76% | Q1 2026 | Apr 30, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 376,343 | 9,600 | 0.84% | — | 5 | +376,343 | New | Q1 2026 | May 06, 2026 |
| LPL Financial LLC | History | New | 341,288 | 8,706 | 0.0% | — | 6 | +341,288 | New | Q1 2026 | May 06, 2026 |
| D.B. Root & Company, LLC | History | Added to | 175,691 | 4,481 | 1.07% | 1.05% | 7 | +7,758 | 4.62% | Q1 2026 | May 12, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | New | 166,312 | 4,242 | 1.36% | — | 8 | +166,312 | New | Q1 2026 | May 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 165,956 | 4,233 | 0.0% | 0.0% | 9 | +126,624 | 321.94% | Q1 2026 | May 15, 2026 |
| Cornerstone Wealth Group, LLC | History | Added to | 137,692 | 3,522 | 0.23% | 0.12% | 10 | +66,932 | 94.59% | Q1 2026 | Apr 22, 2026 |
| Integrity Wealth Solutions LLC | History | Added to | 107,846 | 2,751 | 1.08% | 0.9% | 11 | +18,687 | 20.96% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Added to | 105,788 | 2,698 | 0.0% | 0.0% | 12 | +84,021 | 386.0% | Q1 2026 | May 05, 2026 |
| Westside Investment Management, Inc. | History | Added to | 70,973 | 1,810 | 0.28% | 0.07% | 13 | +53,173 | 298.72% | Q1 2026 | May 04, 2026 |
| Clay Northam Wealth Management, LLC | History | Added to | 63,300 | 1,614 | 0.91% | 0.78% | 14 | +8,150 | 14.78% | Q1 2026 | Apr 28, 2026 |
| Empire Financial Management Company, LLC | History | Added to | 56,218 | 1,434 | 0.32% | 0.31% | 15 | +797 | 1.44% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 30,040 | 766 | 0.0% | — | 16 | +30,040 | New | Q1 2026 | May 01, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 13,496 | 345 | 0.22% | 0.22% | 17 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 13,156 | 335 | 0.0% | 0.0% | 18 | -20,451 | -60.85% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 12,787 | 326 | 0.0% | 0.0% | 19 | -13,253 | -50.89% | Q1 2026 | May 15, 2026 |
| CHANNEL WEALTH LLC | History | New | 10,348 | 263 | 0.06% | — | 20 | +10,348 | New | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 9,117 | 231 | 0.0% | 0.0% | 21 | +7,164 | 366.82% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 8,533 | 217 | 0.0% | 0.0% | 22 | -4,176 | -32.86% | Q1 2026 | Apr 08, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 6,635 | 169 | 0.01% | 0.01% | 23 | +14 | 0.21% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Added to | 3,335 | 85 | 0.0% | 0.0% | 24 | +255 | 8.28% | Q1 2026 | Apr 22, 2026 |
| Sound Income Strategies, LLC | History | New | 2,757 | 70 | 0.0% | — | 25 | +2,757 | New | Q1 2026 | Apr 27, 2026 |
| PRIVATE TRUST CO NA | History | New | 1,096 | 27 | 0.0% | — | 26 | +1,096 | New | Q1 2026 | Apr 30, 2026 |
| MORGAN STANLEY | History | Reduced | 462 | 11 | 0.0% | 0.0% | 27 | -386 | -45.52% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Reduced | 263 | 6 | 0.0% | 0.01% | 28 | -9,170 | -97.21% | Q1 2026 | Apr 13, 2026 |
| UBS Group AG | History | New | 106 | 2 | 0.0% | — | 29 | +106 | New | Q1 2026 | May 05, 2026 |
| Global View Capital Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,678 | -100.0% | Q1 2026 | May 04, 2026 |
| HERITAGE OAK WEALTH ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -8,716 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,352 | -100.0% | Q1 2026 | Apr 30, 2026 |