TCW STRATEGIC INCOME FUND INC - TSI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 18,951,319 | 85,091 | 1.73% | 1.01% | 1 | +8,742,467 | 85.64% | Q1 2026 | May 13, 2026 |
| JP Wealth Management, Inc. | History | Added to | 4,480,723 | 20,118 | 13.64% | 11.3% | 2 | +1,243,249 | 38.4% | Q1 2026 | Apr 15, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 2,609,048 | 11,714 | 0.84% | 0.66% | 3 | +652,260 | 33.33% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Added to | 2,434,597 | 10,931 | 0.01% | 0.01% | 4 | +966,235 | 65.8% | Q1 2026 | May 14, 2026 |
| TCW GROUP INC | History | New | 1,408,383 | 6,323 | 0.05% | — | 5 | +1,408,383 | New | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 1,362,075 | 6,115 | 0.0% | 0.0% | 6 | +49,273 | 3.75% | Q1 2026 | May 15, 2026 |
| DIVERSIFIED MANAGEMENT INC | History | Added to | 1,347,288 | 6,049 | 1.04% | 1.17% | 7 | +334,678 | 33.05% | Q1 2026 | Apr 09, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,150,017 | 5,163 | 0.0% | 0.0% | 8 | +163,023 | 16.52% | Q1 2026 | May 14, 2026 |
| Northside Capital Management, LLC | History | Added to | 1,030,526 | 4,627 | 0.41% | 0.39% | 9 | +124,541 | 13.75% | Q1 2026 | Apr 10, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 791,474 | 3,553 | 0.0% | 0.0% | 10 | -21,029 | -2.59% | Q1 2026 | May 15, 2026 |
| Hara Capital LLC | History | Added to | 738,114 | 3,314 | 1.65% | 0.2% | 11 | +665,900 | 922.12% | Q1 2026 | May 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 394,505 | 1,771 | 0.0% | 0.0% | 12 | +33,767 | 9.36% | Q1 2026 | May 14, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 290,073 | 1,302 | 0.03% | 0.02% | 13 | +81,081 | 38.8% | Q1 2026 | Apr 17, 2026 |
| Noble Wealth Management PBC | History | Added to | 236,732 | 1,062 | 0.53% | 0.35% | 14 | +93,893 | 65.73% | Q1 2026 | Apr 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 206,366 | 926 | 0.0% | 0.0% | 15 | -5,398 | -2.55% | Q1 2026 | May 11, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 165,778 | 744 | 0.39% | 0.51% | 16 | +4,344 | 2.69% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Reduced | 160,392 | 720 | 0.0% | 0.0% | 17 | -4,399 | -2.67% | Q1 2026 | May 05, 2026 |
| Quantinno Capital Management LP | History | New | 147,982 | 664 | 0.0% | — | 18 | +147,982 | New | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 93,451 | 419 | 0.0% | 0.0% | 19 | +28,498 | 43.87% | Q1 2026 | May 05, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 91,306 | 409 | 0.0% | — | 20 | +91,306 | New | Q1 2026 | May 15, 2026 |
| Intellus Advisors LLC | History | Added to | 81,271 | 364 | 0.05% | 0.05% | 21 | +5,601 | 7.4% | Q1 2026 | May 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 75,508 | 339 | 0.0% | 0.0% | 22 | -20,025 | -20.96% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 72,899 | 327 | 0.0% | — | 23 | +72,899 | New | Q1 2026 | May 12, 2026 |
| RDA Financial Network | History | Added to | 59,805 | 268 | 0.07% | 0.05% | 24 | +15,461 | 34.87% | Q1 2026 | Apr 08, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 50,245 | 225 | 0.02% | 0.1% | 25 | +14,816 | 41.82% | Q1 2026 | Apr 16, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 42,339 | 190 | 0.0% | 0.0% | 26 | -35,417 | -45.55% | Q1 2026 | May 15, 2026 |
| Sigma Planning Corp | History | No change | 41,952 | 188 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 40,594 | 182 | 0.0% | 0.01% | 28 | -2,000 | -4.7% | Q1 2026 | Apr 29, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 40,028 | 179 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TRANSATLANTIQUE PRIVATE WEALTH LLC | History | No change | 33,727 | 166 | 0.05% | 0.05% | 30 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 35,262 | 158 | 0.0% | 0.0% | 31 | +1,394 | 4.12% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Added to | 34,395 | 154 | 0.0% | 0.0% | 32 | +1,509 | 4.59% | Q1 2026 | May 06, 2026 |
| Sowell Financial Services LLC | History | No change | 33,231 | 149 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| North Star Investment Management Corp. | History | No change | 31,212 | 140 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 26,526 | 119 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Reduced | 25,075 | 112 | 0.03% | 0.04% | 36 | -8,062 | -24.33% | Q1 2026 | Apr 16, 2026 |
| Allworth Financial LP | History | No change | 24,588 | 110 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 23,926 | 107 | 0.0% | 0.0% | 38 | -1,446 | -5.7% | Q1 2026 | May 08, 2026 |
| CITADEL ADVISORS LLC | History | New | 23,585 | 105 | 0.0% | — | 39 | +23,585 | New | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 23,336 | 104 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 22,187 | 99 | 0.0% | — | 41 | +22,187 | New | Q1 2026 | May 14, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 21,600 | 96 | 0.0% | — | 42 | +21,600 | New | Q1 2026 | May 15, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 20,202 | 90 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Litman Gregory Wealth Management LLC | History | No change | 16,200 | 80 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | No change | 17,190 | 77 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HighPoint Advisor Group LLC | History | New | 16,625 | 74 | 0.0% | — | 46 | +16,625 | New | Q1 2026 | May 14, 2026 |
| Rareview Capital LLC | History | New | 15,286 | 74 | 0.04% | — | 47 | +15,286 | New | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 16,452 | 73 | 0.0% | 0.0% | 48 | -9,642 | -36.95% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 16,190 | 72 | 0.0% | 0.0% | 49 | +358 | 2.26% | Q1 2026 | May 05, 2026 |
| Private Advisor Group, LLC | History | No change | 13,850 | 62 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 13,274 | 59 | 0.0% | 0.0% | 51 | -36,536 | -73.35% | Q1 2026 | May 15, 2026 |
| Regal Investment Advisors LLC | History | No change | 13,350 | 59 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | New | 10,770 | 48 | 0.0% | — | 53 | +10,770 | New | Q1 2026 | May 12, 2026 |
| Flatrock Wealth Partners LLC | History | New | 10,706 | 48 | 0.02% | — | 54 | +10,706 | New | Q1 2026 | Apr 29, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 10,339 | 46 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 9,627 | 43 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 8,000 | 35 | 0.0% | — | 58 | +8,000 | New | Q1 2026 | May 01, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 7,839 | 35 | 0.0% | 0.0% | 57 | -391 | -4.75% | Q1 2026 | Apr 14, 2026 |
| COMERICA BANK | History | No change | 6,000 | 29 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| WHITTIER TRUST CO | History | Reduced | 5,210 | 23 | 0.0% | 0.0% | 60 | -10,768 | -67.39% | Q1 2026 | Apr 28, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Reduced | 5,000 | 22 | 0.0% | 0.0% | 61 | -7,000 | -58.33% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | No change | 4,359 | 20 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 3,258 | 14 | 0.0% | 0.0% | 63 | +1,258 | 62.9% | Q1 2026 | May 12, 2026 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | History | No change | 2,511 | 11 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,008 | 9 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,923 | 8 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | New | 1,680 | 7 | 0.0% | — | 67 | +1,680 | New | Q1 2026 | May 14, 2026 |
| McIlrath & Eck, LLC | History | No change | 965 | 4 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 1,061 | 4 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| GHP Investment Advisors, Inc. | History | New | 521 | 2 | 0.0% | — | 71 | +521 | New | Q1 2026 | Apr 21, 2026 |
| IFP Advisors, Inc | History | No change | 500 | 2 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 300 | 1 | 0.0% | 0.0% | 72 | -1,700 | -85.0% | Q1 2026 | May 13, 2026 |
| SeaBridge Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -667,324 | -100.0% | Q1 2026 | Apr 28, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.1% | — | -114,997 | -100.0% | Q1 2026 | Apr 14, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.0% | — | -14,349 | -100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -273 | -100.0% | Q1 2026 | May 06, 2026 |