Listed Funds Trust - TUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | History | Reduced | 167,804 | 6,658 | 0.14% | 0.15% | 1 | -1,555 | -0.92% | Q4 2025 | Feb 09, 2026 |
| LPL Financial LLC | History | Reduced | 84,920 | 3,369 | 0.0% | 0.0% | 2 | -4,632 | -5.17% | Q4 2025 | Feb 11, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 57,176 | 2,268 | 0.19% | 13.93% | 3 | -4,223,262 | -98.66% | Q4 2025 | Feb 13, 2026 |
| Encompass More Asset Management | History | Reduced | 38,057 | 1,510 | 0.28% | 0.29% | 4 | -528 | -1.37% | Q4 2025 | Feb 03, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 20,071 | 796 | 0.0% | 0.0% | 5 | -12,621 | -38.61% | Q4 2025 | Mar 25, 2026 |
| Summit Global Investments | History | Reduced | 7,876 | 313 | 0.02% | 0.02% | 6 | -2,771 | -26.03% | Q4 2025 | Feb 18, 2026 |
| Belvedere Trading LLC | History | New | 6,873 | 272 | 0.0% | — | 7 | +6,873 | New | Q4 2025 | Feb 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 6,286 | 249 | 0.02% | 0.02% | 8 | -85 | -1.33% | Q4 2025 | Feb 03, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 6,268 | 248 | 0.01% | 0.01% | 9 | -5,770 | -47.93% | Q4 2025 | Jan 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 6,165 | 245 | 0.0% | 0.0% | 10 | -212 | -3.32% | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | Reduced | 2,170 | 86 | 0.0% | 0.0% | 11 | -9,513 | -81.43% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | New | 258 | 10 | 0.0% | — | 12 | +258 | New | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 197 | 7 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,996 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,649 | -100.0% | Q3 2025 | Nov 14, 2025 |