Listed Funds Trust - TUG

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2026 · Compare: Q2 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
HARBOUR INVESTMENTS, INC. History Reduced 90,214 4,322 0.06% 0.06% 1 -8,960 -9.03% Q3 2026 Nov 09, 2026
LPL Financial LLC History Reduced 73,499 3,521 0.0% 0.0% 2 -992 -1.33% Q3 2026 Nov 06, 2026
Transamerica Financial Advisors, LLC History No change 67,251 3,181 0.27% 0.27% 3 0 0.0% Q2 2026 Aug 14, 2026
GOLDMAN SACHS GROUP INC History No change 56,858 2,689 0.0% 0.0% 4 0 0.0% Q2 2026 Aug 14, 2026
ENVESTNET ASSET MANAGEMENT INC History No change 49,929 2,361 0.0% 0.0% 5 0 0.0% Q2 2026 Sep 23, 2026
INDEPENDENT FINANCIAL GROUP, LLC History Reduced 26,266 1,258 0.02% 0.02% 6 -1,572 -5.65% Q3 2026 Oct 13, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 14,344 678 0.0% 0.0% 7 0 0.0% Q2 2026 Aug 14, 2026
CITADEL ADVISORS LLC History No change 9,266 438 0.0% 0.0% 8 0 0.0% Q2 2026 Sep 02, 2026
Summit Global Investments History Reduced 7,042 337 0.02% 0.02% 9 -706 -9.11% Q3 2026 Oct 28, 2026
Geneos Wealth Management Inc. History No change 6,268 300 0.01% 0.01% 10 0 0.0% Q3 2026 Nov 09, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Reduced 6,051 290 0.02% 0.02% 11 -235 -3.74% Q3 2026 Nov 02, 2026
MORGAN STANLEY History No change 2,170 102 0.0% 0.0% 12 0 0.0% Q2 2026 Aug 13, 2026
AE Wealth Management LLC History No change 40 1 0.0% 0.0% 13 0 0.0% Q2 2026 Aug 03, 2026