Little Harbor Advisors, LLC - UPSD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | History | Reduced | 1,914,945 | 48,831 | 0.38% | 0.38% | 1 | -78,095 | -3.92% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 590,532 | 15,058 | 0.0% | — | 2 | +590,532 | New | Q1 2026 | May 04, 2026 |
| Park Place Capital Corp | History | Added to | 573,958 | 14,635 | 2.93% | 2.95% | 3 | +45,608 | 8.63% | Q1 2026 | Apr 09, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 444,089 | 11,324 | 0.78% | 0.74% | 4 | +97,450 | 28.11% | Q1 2026 | Apr 17, 2026 |
| Waterloo Capital, L.P. | History | Reduced | 405,018 | 10,327 | 0.73% | 0.79% | 5 | -2,688 | -0.66% | Q1 2026 | May 12, 2026 |
| Uniting Wealth Partners, LLC | History | Added to | 265,111 | 6,776 | 1.44% | 2.05% | 6 | +15,252 | 6.1% | Q1 2026 | Apr 22, 2026 |
| 6th Street Advisors, LLC | History | New | 179,843 | 4,585 | 2.88% | — | 7 | +179,843 | New | Q1 2026 | May 04, 2026 |
| Financial Guidance Group, Inc. | History | Added to | 160,483 | 4,092 | 1.64% | 1.53% | 8 | +20,698 | 14.81% | Q1 2026 | Apr 23, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | Added to | 129,631 | 3,305 | 1.45% | 1.47% | 9 | +10,252 | 8.59% | Q1 2026 | May 27, 2026 |
| Lord & Richards Wealth Management, LLC | History | Added to | 108,587 | 2,768 | 2.43% | 2.39% | 10 | +4,645 | 4.47% | Q1 2026 | Apr 20, 2026 |
| Second Line Capital, LLC | History | Added to | 93,551 | 2,534 | 0.48% | 0.4% | 11 | +20,289 | 27.69% | Q1 2026 | May 14, 2026 |
| MBE Wealth Management, LLC | History | Added to | 91,664 | 2,337 | 0.97% | 0.93% | 12 | +8,449 | 10.15% | Q1 2026 | Apr 21, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 88,363 | 2,253 | 0.16% | 0.16% | 13 | +3,510 | 4.14% | Q1 2026 | Apr 20, 2026 |
| Renasant Bank | History | Added to | 77,581 | 1,978 | 1.4% | 1.4% | 14 | +419 | 0.54% | Q1 2026 | Apr 29, 2026 |
| Cushing Capital Partners, LLC | History | Reduced | 77,251 | 1,969 | 1.51% | 1.76% | 15 | -11,717 | -13.17% | Q1 2026 | Apr 20, 2026 |
| Regal Investment Advisors LLC | History | Added to | 49,992 | 1,274 | 0.07% | 0.08% | 16 | +1,659 | 3.43% | Q1 2026 | May 14, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Added to | 29,036 | 740 | 0.31% | 0.34% | 17 | +1,182 | 4.24% | Q1 2026 | Apr 20, 2026 |
| Atria Investments, Inc | History | Added to | 25,929 | 661 | 0.01% | 0.01% | 18 | +8,086 | 45.32% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | New | 15,057 | 383 | 0.0% | — | 19 | +15,057 | New | Q1 2026 | May 12, 2026 |
| Strong Retirement Solutions LLC | History | New | 9,398 | 239 | 0.17% | — | 20 | +9,398 | New | Q1 2026 | Apr 20, 2026 |
| Advisory Services Network, LLC | History | Reduced | 8,911 | 227 | 0.0% | 0.0% | 21 | -613 | -6.44% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 8,202 | 209 | 0.0% | — | 22 | +8,202 | New | Q1 2026 | May 12, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 4,812 | 122 | 0.01% | — | 23 | +4,812 | New | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,315 | 33 | 0.0% | — | 24 | +1,315 | New | Q1 2026 | Apr 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,244 | 31 | 0.0% | — | 25 | +1,244 | New | Q1 2026 | May 15, 2026 |
| Princeton Global Asset Management LLC | History | New | 1,130 | 28 | 0.0% | — | 26 | +1,130 | New | Q1 2026 | Apr 22, 2026 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -53,808 | -100.0% | Q1 2026 | May 11, 2026 |
| Tailwinds Wealth, LLC | History | Closed out | 0 | 0 | — | 1.37% | — | -47,464 | -100.0% | Q1 2026 | May 01, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,215 | -100.0% | Q1 2026 | May 15, 2026 |
| True Vision MN LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -16,669 | -100.0% | Q1 2026 | Apr 16, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -391 | -100.0% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -162 | -100.0% | Q1 2026 | May 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |