Little Harbor Advisors, LLC - UPSD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Park Place Capital Corp | History | Added to | 573,958 | 14,635 | 2.93% | 2.95% | 1 | +45,608 | 8.63% | Q1 2026 | Apr 09, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 444,089 | 11,324 | 0.78% | 0.74% | 2 | +97,450 | 28.11% | Q1 2026 | Apr 17, 2026 |
| Uniting Wealth Partners, LLC | History | Added to | 265,111 | 6,776 | 1.44% | 2.05% | 3 | +15,252 | 6.1% | Q1 2026 | Apr 22, 2026 |
| Financial Guidance Group, Inc. | History | Added to | 160,483 | 4,092 | 1.64% | 1.53% | 4 | +20,698 | 14.81% | Q1 2026 | Apr 23, 2026 |
| Lord & Richards Wealth Management, LLC | History | Added to | 108,587 | 2,768 | 2.43% | 2.39% | 5 | +4,645 | 4.47% | Q1 2026 | Apr 20, 2026 |
| MBE Wealth Management, LLC | History | Added to | 91,664 | 2,337 | 0.97% | 0.93% | 6 | +8,449 | 10.15% | Q1 2026 | Apr 21, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 88,363 | 2,253 | 0.16% | 0.16% | 7 | +3,510 | 4.14% | Q1 2026 | Apr 20, 2026 |
| Cushing Capital Partners, LLC | History | Reduced | 77,251 | 1,969 | 1.51% | 1.76% | 8 | -11,717 | -13.17% | Q1 2026 | Apr 20, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Added to | 29,036 | 740 | 0.31% | 0.34% | 9 | +1,182 | 4.24% | Q1 2026 | Apr 20, 2026 |
| Strong Retirement Solutions LLC | History | New | 9,398 | 239 | 0.17% | — | 10 | +9,398 | New | Q1 2026 | Apr 20, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,315 | 33 | 0.0% | — | 11 | +1,315 | New | Q1 2026 | Apr 07, 2026 |
| Princeton Global Asset Management LLC | History | New | 1,130 | 28 | 0.0% | — | 12 | +1,130 | New | Q1 2026 | Apr 22, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -1,993,040 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Waterloo Capital, L.P. | History | Closed out | 0 | 0 | — | 0.79% | — | -407,706 | -100.0% | Q4 2025 | Feb 10, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.47% | — | -119,379 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Renasant Bank | History | Closed out | 0 | 0 | — | 1.4% | — | -77,162 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Second Line Capital, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -73,262 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -53,808 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Regal Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -48,333 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Wilian Securities, LLC | History | Closed out | 0 | 0 | — | 1.37% | — | -47,464 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -17,843 | -100.0% | Q4 2025 | Feb 05, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,215 | -100.0% | Q4 2025 | Feb 17, 2026 |
| True Vision MN LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -16,669 | -100.0% | Q4 2025 | Jan 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,524 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -391 | -100.0% | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -162 | -100.0% | Q4 2025 | Jan 29, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q4 2025 | Feb 11, 2026 |