Little Harbor Advisors, LLC - UPSD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | History | No change | 2,055,698 | 57,970 | 0.4% | 0.4% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 732,758 | 21,880 | 0.96% | 0.93% | 2 | +80,648 | 12.37% | Q3 2026 | Oct 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 658,604 | 18,572 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Park Place Capital Corp | History | No change | 607,120 | 17,120 | 2.72% | 2.72% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Waterloo Capital, L.P. | History | No change | 421,963 | 11,899 | 0.67% | 0.67% | 5 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Financial Guidance Group, Inc. | History | Added to | 189,752 | 5,666 | 2.03% | 1.74% | 6 | +24,992 | 15.17% | Q3 2026 | Oct 21, 2026 |
| 6th Street Advisors, LLC | History | Reduced | 188,731 | 5,635 | 3.26% | 3.07% | 7 | -948 | -0.5% | Q3 2026 | Oct 14, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | No change | 150,341 | 4,248 | 1.51% | 1.51% | 8 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Tailwinds Wealth, LLC | History | No change | 148,361 | 4,183 | 2.47% | 2.47% | 9 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 101,647 | 2,866 | 0.17% | 0.17% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Lord & Richards Wealth Management, LLC | History | Reduced | 95,243 | 2,844 | 2.17% | 2.52% | 11 | -19,120 | -16.72% | Q3 2026 | Oct 14, 2026 |
| MBE Wealth Management, LLC | History | Reduced | 92,441 | 2,760 | 0.97% | 0.94% | 12 | -2,190 | -2.31% | Q3 2026 | Oct 26, 2026 |
| Second Line Capital, LLC | History | No change | 92,867 | 2,618 | 0.49% | 0.49% | 13 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Cushing Capital Partners, LLC | History | Reduced | 80,434 | 2,401 | 1.47% | 1.64% | 14 | -3,902 | -4.63% | Q3 2026 | Oct 20, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 78,243 | 2,347 | 0.15% | 0.14% | 15 | +240 | 0.31% | Q3 2026 | Oct 30, 2026 |
| Renasant Bank | History | No change | 81,333 | 2,293 | 1.47% | 1.47% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Regal Investment Advisors LLC | History | No change | 50,690 | 1,429 | 0.07% | 0.07% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Added to | 30,311 | 905 | 0.38% | 0.36% | 18 | +473 | 1.59% | Q3 2026 | Oct 16, 2026 |
| Atria Investments, Inc | History | Added to | 28,943 | 864 | 0.01% | 0.01% | 19 | +1,922 | 7.11% | Q3 2026 | Oct 15, 2026 |
| Strong Retirement Solutions LLC | History | Added to | 15,239 | 455 | 0.26% | 0.18% | 20 | +4,386 | 40.41% | Q3 2026 | Oct 07, 2026 |
| JANE STREET GROUP, LLC | History | No change | 15,246 | 429 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | No change | 9,952 | 280 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Independent Advisor Alliance | History | No change | 9,468 | 266 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Second Half Financial Partners, LLC | History | No change | 7,327 | 206 | 0.08% | 0.08% | 24 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,244 | 35 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 315 | 9 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 38 | 1 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Princeton Global Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,130 | -100.0% | Q3 2026 | Oct 21, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |