Vuzix Corp - VUZI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 22 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Worth Venture Partners, LLC | History | Reduced | 32,175 | 121,622 | 0.88% | 0.34% | 1 | -5,325 | -14.2% | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Added to | 7,226,194 | 27,315 | 0.0% | 0.0% | 2 | +5,700,613 | 373.67% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 4,815,034 | 18,200 | 0.0% | 0.0% | 3 | +220,599 | 4.8% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 3,727,168 | 14,088 | 0.0% | 0.0% | 4 | +95,584 | 2.63% | Q4 2025 | Jan 29, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 2,032,366 | 7,824 | 0.01% | 0.0% | 5 | +848,142 | 71.62% | Q4 2025 | Feb 03, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,550,039 | 5,860 | 0.0% | 0.0% | 6 | +40,576 | 2.69% | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Added to | 1,370,081 | 5,178 | 0.0% | 0.0% | 7 | +875,970 | 177.28% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,062,070 | 4,014 | 0.0% | 0.0% | 8 | +174,423 | 19.65% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 970,501 | 3,668 | 0.0% | 0.0% | 9 | +175,155 | 22.02% | Q4 2025 | Feb 17, 2026 |
| APIS CAPITAL ADVISORS, LLC | History | Added to | 692,000 | 2,615 | 0.46% | 0.45% | 10 | +34,000 | 5.17% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 613,678 | 2,319 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 543,434 | 2,054 | 0.0% | 0.0% | 12 | +266,712 | 96.38% | Q4 2025 | Jan 29, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 515,603 | 1,948 | 0.0% | 0.0% | 13 | -18,619 | -3.49% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 386,797 | 1,462 | 0.0% | 0.0% | 14 | +284,767 | 279.1% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 339,722 | 1,284 | 0.0% | 0.0% | 15 | -131,166 | -27.86% | Q4 2025 | Mar 25, 2026 |
| FORMULA GROWTH LTD | History | New | 330,000 | 1,247 | 0.48% | — | 16 | +330,000 | New | Q4 2025 | Feb 13, 2026 |
| Taylor Frigon Capital Management LLC | History | Reduced | 324,419 | 1,226 | 0.62% | 0.51% | 17 | -5,159 | -1.57% | Q4 2025 | Jan 26, 2026 |
| Skandinaviska Enskilda Banken AB (publ) | History | Reduced | 260,535 | 984 | 0.0% | 0.0% | 18 | -10,472 | -3.86% | Q4 2025 | Feb 12, 2026 |
| Vident Advisory, LLC | History | Reduced | 236,506 | 893 | 0.01% | 0.01% | 19 | -112,380 | -32.21% | Q4 2025 | Feb 18, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 221,699 | 838 | 0.0% | 0.0% | 20 | +11,916 | 5.68% | Q4 2025 | Feb 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 202,560 | 765 | 0.0% | — | 21 | +202,560 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 177,170 | 669 | 0.0% | 0.0% | 22 | -82,789 | -31.85% | Q4 2025 | Feb 10, 2026 |
| DnB Asset Management AS | History | Added to | 171,698 | 649 | 0.0% | 0.0% | 23 | +102,637 | 148.62% | Q4 2025 | Feb 05, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 133,927 | 506 | 0.0% | 0.0% | 24 | -8,784 | -6.16% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 127,738 | 482 | 0.0% | 0.0% | 25 | -73,768 | -36.61% | Q4 2025 | Feb 17, 2026 |
| Verition Fund Management LLC | History | Added to | 124,385 | 470 | 0.0% | 0.0% | 26 | +41,628 | 50.3% | Q4 2025 | Feb 13, 2026 |
| ProShare Advisors LLC | History | Added to | 122,817 | 464 | 0.0% | 0.0% | 27 | +21,618 | 21.36% | Q4 2025 | Feb 06, 2026 |
| BARCLAYS PLC | History | Added to | 105,355 | 398 | 0.0% | 0.0% | 28 | +13,872 | 15.16% | Q4 2025 | Feb 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 102,349 | 387 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FRANKLIN RESOURCES INC | History | New | 94,776 | 358 | 0.0% | — | 30 | +94,776 | New | Q4 2025 | Feb 11, 2026 |
| Walleye Capital LLC | History | Added to | 82,400 | 311 | 0.0% | 0.0% | 31 | +41,800 | 102.96% | Q4 2025 | Feb 13, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 81,719 | 308 | 0.0% | 0.0% | 32 | -12,924 | -13.66% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 74,545 | 281 | 0.0% | 0.0% | 33 | +34,094 | 84.28% | Q4 2025 | Feb 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 67,674 | 255 | 0.0% | 0.0% | 34 | +18,193 | 36.77% | Q4 2025 | Feb 17, 2026 |
| Simmons Bank | History | Added to | 66,800 | 252 | 0.02% | 0.01% | 35 | +8,000 | 13.61% | Q4 2025 | Feb 05, 2026 |
| Daiwa Securities Group Inc. | History | Added to | 56,002 | 212 | 0.0% | 0.0% | 36 | +39,773 | 245.07% | Q4 2025 | Feb 11, 2026 |
| Invesco Ltd. | History | Reduced | 56,052 | 211 | 0.0% | 0.0% | 37 | -11,486 | -17.01% | Q4 2025 | Feb 19, 2026 |
| Walleye Trading LLC | History | Added to | 55,500 | 209 | 0.0% | 0.0% | 38 | +44,676 | 412.75% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 54,634 | 206 | 0.0% | 0.0% | 39 | -129,248 | -70.29% | Q4 2025 | Feb 17, 2026 |
| Brookwood Investment Group LLC | History | New | 51,671 | 195 | 0.02% | — | 40 | +51,671 | New | Q4 2025 | Jan 22, 2026 |
| SG Americas Securities, LLC | History | Reduced | 47,831 | 181 | 0.0% | 0.0% | 41 | -27,962 | -36.89% | Q4 2025 | Jan 09, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 46,707 | 176 | 0.0% | 0.0% | 42 | -37,860 | -44.77% | Q4 2025 | Feb 11, 2026 |
| Headlands Technologies LLC | History | Reduced | 45,310 | 171 | 0.01% | 0.02% | 43 | -16,568 | -26.78% | Q4 2025 | Feb 13, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | New | 43,793 | 144 | 0.0% | — | 44 | +43,793 | New | Q4 2025 | Feb 11, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 37,800 | 142 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 31,022 | 117 | 0.0% | 0.0% | 46 | +898 | 2.98% | Q4 2025 | Feb 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 30,000 | 113 | 0.01% | — | 47 | +30,000 | New | Q4 2025 | Feb 17, 2026 |
| Leonteq Securities AG | History | No change | 30,000 | 113 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 29,194 | 110 | 0.0% | 0.0% | 50 | -3,815 | -11.56% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 29,313 | 110 | 0.0% | 0.0% | 49 | +55 | 0.19% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 28,129 | 106 | 0.0% | 0.0% | 51 | -315,725 | -91.82% | Q4 2025 | Feb 11, 2026 |
| THOMPSON DAVIS & CO., INC. | History | Added to | 27,500 | 103 | 0.06% | 0.03% | 52 | +11,000 | 66.67% | Q4 2025 | Jan 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 24,732 | 93 | 0.0% | 0.0% | 53 | -25,231 | -50.5% | Q4 2025 | Feb 17, 2026 |
| Quent Capital, LLC | History | New | 24,825 | 93 | 0.01% | — | 54 | +24,825 | New | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Reduced | 24,167 | 91 | 0.0% | 0.0% | 55 | -16,989 | -41.28% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 23,523 | 89 | 0.0% | 0.0% | 56 | -1,000 | -4.08% | Q4 2025 | Feb 05, 2026 |
| MCRAE CAPITAL MANAGEMENT INC | History | No change | 23,000 | 86 | 0.02% | 0.01% | 57 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Stonebridge Financial Group, LLC | History | New | 21,510 | 81 | 0.01% | — | 58 | +21,510 | New | Q4 2025 | Jan 21, 2026 |
| Scientech Research LLC | History | New | 21,132 | 79 | 0.05% | — | 60 | +21,132 | New | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 21,116 | 79 | 0.0% | — | 59 | +21,116 | New | Q4 2025 | Feb 13, 2026 |
| CAPITAL COUNSEL LLC/NY | History | No change | 20,000 | 75 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 18,986 | 71 | 0.02% | 0.0% | 62 | +17,175 | 948.37% | Q4 2025 | Mar 03, 2026 |
| Arax Advisory Partners | History | Added to | 18,028 | 68 | 0.0% | 0.0% | 63 | +3,028 | 20.19% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 17,300 | 65 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Added to | 16,055 | 60 | 0.0% | 0.0% | 65 | +12,758 | 386.96% | Q4 2025 | Feb 13, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 14,368 | 54 | 0.0% | 0.0% | 66 | -11,287 | -44.0% | Q4 2025 | Feb 12, 2026 |
| FMR LLC | History | Added to | 13,855 | 52 | 0.0% | 0.0% | 67 | +8,832 | 175.83% | Q4 2025 | Feb 17, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Reduced | 13,094 | 49 | 0.0% | 0.0% | 68 | -9,984 | -43.26% | Q4 2025 | Feb 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 12,949 | 48 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | New | 10,945 | 41 | 0.0% | — | 70 | +10,945 | New | Q4 2025 | Feb 12, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 10,078 | 38 | 0.0% | 0.0% | 71 | -914 | -8.32% | Q4 2025 | Feb 13, 2026 |
| State of Wyoming | History | New | 9,954 | 37 | 0.0% | — | 75 | +9,954 | New | Q4 2025 | Feb 11, 2026 |
| ALESCO ADVISORS LLC | History | No change | 10,000 | 37 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 10,000 | 37 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SFE Investment Counsel | History | No change | 10,000 | 37 | 0.01% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 7,441 | 28 | 0.0% | 0.0% | 76 | -2,118 | -22.16% | Q4 2025 | Feb 03, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,054 | 27 | 0.0% | — | 77 | +7,054 | New | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | Reduced | 6,755 | 25 | 0.0% | 0.0% | 78 | -318 | -4.5% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 6,557 | 24 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6,193 | 23 | 0.0% | 0.0% | 80 | +1,288 | 26.26% | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 5,421 | 20 | 0.0% | 0.0% | 81 | +101 | 1.9% | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 4,164 | 15 | 0.0% | 0.0% | 82 | +154 | 3.84% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,452 | 13 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| MV CAPITAL MANAGEMENT, INC. | History | No change | 3,118 | 11 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 2,800 | 10 | 0.0% | 0.0% | 85 | -32,000 | -91.95% | Q4 2025 | Feb 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 2,819 | 10 | 0.0% | 0.0% | 86 | +1,074 | 61.55% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,500 | 9 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Sound Income Strategies, LLC | History | No change | 3,000 | 9 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,303 | 8 | 0.0% | — | 89 | +2,080 | 932.74% | Q4 2025 | Feb 06, 2026 |
| AMALGAMATED BANK | History | Reduced | 2,126 | 8 | 0.0% | 0.0% | 90 | -67 | -3.06% | Q4 2025 | Feb 05, 2026 |
| Stonehage Fleming Financial Services Holdings Ltd | History | No change | 2,250 | 8 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| ESL Trust Services, LLC | History | No change | 1,500 | 5 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | New | 1,000 | 3 | 0.0% | — | 93 | +1,000 | New | Q4 2025 | Jan 30, 2026 |
| GAMMA Investing LLC | History | New | 987 | 3 | 0.0% | — | 94 | +987 | New | Q4 2025 | Jan 05, 2026 |
| Sterling Capital Management LLC | History | Added to | 655 | 2 | 0.0% | 0.0% | 95 | +247 | 60.54% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 468 | 2 | 0.0% | 0.0% | 96 | +223 | 91.02% | Q4 2025 | Jan 26, 2026 |
| MCF Advisors LLC | History | No change | 626 | 2 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Larson Financial Group LLC | History | No change | 545 | 2 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Motiv8 Investments LLC | History | New | 200 | 1 | 0.0% | — | 99 | +200 | New | Q4 2025 | Feb 13, 2026 |
| AIGH Capital Management LLC | History | Closed out | 0 | 0 | — | 0.79% | — | -898,648 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -189,493 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PEAK6 LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -123,200 | -100.0% | Q3 2025 | Mar 30, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -118,653 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -114,265 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Sender Co & Partners, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -107,558 | -100.0% | Q3 2025 | Nov 17, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -98,602 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83,540 | -100.0% | Q3 2025 | Nov 14, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -79,645 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SYMMETRY PEAK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -78,200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Verity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -64,457 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Laidlaw Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -34,352 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GatePass Capital, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -22,508 | -100.0% | Q3 2025 | Oct 29, 2025 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q3 2025 | Nov 04, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,859 | -100.0% | Q3 2025 | Nov 12, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,152 | -100.0% | Q3 2025 | Dec 15, 2025 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,835 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,631 | -100.0% | Q3 2025 | Nov 12, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,372 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Pilgrim Partners Asia Pte Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 25 | 0 | — | 0.0% | — | -575 | -95.83% | Q4 2025 | Feb 10, 2026 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Groupe la Francaise | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q3 2025 | Oct 07, 2025 |
| N.E.W. Advisory Services LLC | History | New | 155 | 0 | — | — | — | +155 | New | Q4 2025 | Jan 28, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -55 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Lodestone Wealth Management LLC | History | New | 40 | 0 | — | — | — | +40 | New | Q4 2025 | Jan 15, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -27 | -100.0% | Q3 2025 | Nov 18, 2025 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Geneos Wealth Management Inc. | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 169 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |