WhiteHorse Finance, Inc. - WHF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Lalia Capital, LLC | History | Added to | 689,105 | 5,099 | 3.22% | 3.62% | 1 | +23,232 | 3.49% | Q1 2026 | May 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 435,572 | 3,223 | 0.0% | 0.0% | 2 | +178,053 | 69.14% | Q1 2026 | May 15, 2026 |
| CastleKnight Management LP | History | No change | 292,456 | 2,164 | 0.04% | 0.05% | 3 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ethos Financial Group, LLC | History | No change | 243,940 | 1,695 | 0.12% | 0.13% | 4 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 206,252 | 1,433 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 185,004 | 1,369 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Legal & General Group Plc | History | Added to | 169,074 | 1,252 | 0.0% | 0.0% | 7 | +6,344 | 3.9% | Q1 2026 | May 08, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 114,842 | 849 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Blue Trust, Inc. | History | No change | 95,601 | 707 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| MARSHALL WACE, LLP | History | New | 76,266 | 564 | 0.0% | — | 10 | +76,266 | New | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Reduced | 72,946 | 539 | 0.0% | 0.0% | 11 | -55,062 | -43.01% | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 72,811 | 517 | 0.02% | 0.03% | 12 | -4,111 | -5.34% | Q1 2026 | Apr 27, 2026 |
| LPL Financial LLC | History | Added to | 69,765 | 516 | 0.0% | 0.0% | 13 | +121 | 0.17% | Q1 2026 | May 06, 2026 |
| Trexquant Investment LP | History | Added to | 67,486 | 499 | 0.0% | 0.0% | 14 | +51,945 | 334.24% | Q1 2026 | May 15, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 63,291 | 468 | 0.0% | — | 15 | +63,291 | New | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 60,824 | 450 | 0.01% | 0.01% | 16 | -2,710 | -4.27% | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 60,566 | 448 | 0.12% | 0.11% | 17 | +2,741 | 4.74% | Q1 2026 | May 14, 2026 |
| BASSO CAPITAL MANAGEMENT, L.P. | History | Reduced | 60,000 | 444 | 0.27% | 0.33% | 18 | -20,000 | -25.0% | Q1 2026 | May 15, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | Reduced | 50,974 | 377 | 0.16% | 0.16% | 19 | -3,121 | -5.77% | Q1 2026 | May 01, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 48,487 | 359 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 47,169 | 349 | 0.0% | 0.0% | 21 | +387 | 0.83% | Q1 2026 | Apr 30, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 44,821 | 331 | 0.34% | 0.17% | 22 | +3,664 | 8.9% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 37,926 | 280 | 0.0% | 0.0% | 23 | -5,111 | -11.88% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 34,996 | 258 | 0.0% | 0.0% | 24 | +7,377 | 26.71% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 31,535 | 233 | 0.0% | 0.0% | 25 | -10,256 | -24.54% | Q1 2026 | May 05, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 29,217 | 223 | 0.01% | 0.0% | 26 | +2,700 | 10.18% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 30,000 | 222 | 0.0% | 0.0% | 27 | -47,698 | -61.39% | Q1 2026 | May 15, 2026 |
| DIMENSION CAPITAL MANAGEMENT LLC | History | No change | 28,337 | 209 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 25,836 | 191 | 0.01% | — | 29 | +25,836 | New | Q1 2026 | May 15, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 24,410 | 181 | 0.0% | 0.0% | 30 | -47 | -0.19% | Q1 2026 | May 14, 2026 |
| Vident Advisory, LLC | History | New | 23,243 | 171 | 0.0% | — | 31 | +23,243 | New | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 22,426 | 165 | 0.0% | 0.0% | 32 | +2,340 | 11.65% | Q1 2026 | May 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 17,337 | 128 | 0.01% | — | 33 | +17,337 | New | Q1 2026 | May 15, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 16,898 | 125 | 0.0% | 0.0% | 34 | +4,236 | 33.45% | Q1 2026 | May 13, 2026 |
| NewEdge Wealth, LLC | History | Added to | 16,811 | 124 | 0.0% | 0.0% | 35 | +581 | 3.58% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 14,923 | 110 | 0.0% | 0.0% | 36 | -3,711 | -19.92% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 12,644 | 94 | 0.0% | 0.0% | 37 | -1,187 | -8.58% | Q1 2026 | May 15, 2026 |
| Powell Investment Advisors, LLC | History | No change | 12,033 | 92 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Northstar Advisory Group, LLC | History | Added to | 11,397 | 84 | 0.03% | 0.03% | 39 | +386 | 3.51% | Q1 2026 | Apr 08, 2026 |
| NORDEN GROUP LLC | History | No change | 11,000 | 81 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 9,900 | 73 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | New | 3,728 | 27 | 0.0% | — | 42 | +3,728 | New | Q1 2026 | May 15, 2026 |
| Ancora Advisors LLC | History | No change | 3,000 | 22 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 1,679 | 12 | 0.0% | 0.0% | 44 | -530 | -23.99% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,100 | 8 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,106 | 7 | 0.0% | 0.0% | 46 | -67 | -5.71% | Q1 2026 | Apr 07, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 400 | 2 | 0.0% | 0.0% | 47 | -1,400 | -77.78% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 255 | 1 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 200 | 1 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -133,724 | -100.0% | Q1 2026 | May 12, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -48,840 | -100.0% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -29,785 | -100.0% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -23,952 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,922 | -100.0% | Q1 2026 | May 14, 2026 |
| GatePass Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -19,100 | -100.0% | Q1 2026 | May 06, 2026 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -17,955 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,908 | -100.0% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,659 | -100.0% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,389 | -100.0% | Q1 2026 | Apr 30, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -3,480 | -100.0% | Q1 2026 | May 12, 2026 |
| Key Capital Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -555 | -100.0% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | May 14, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 65 | 0 | — | — | — | +65 | New | Q1 2026 | Apr 20, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 14, 2026 |
| PMV Capital Advisers, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | Apr 16, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 72 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |