SPDR SERIES TRUST - XES
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| New Harbor Financial Group, LLC | History | New | 365,766 | 29,981 | 5.49% | — | 1 | +365,766 | New | Q4 2025 | Jan 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 253,417 | 20,772 | 0.01% | 0.0% | 2 | +194,258 | 328.37% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Added to | 180,099 | 14,762 | 0.0% | 0.0% | 3 | +107,416 | 147.79% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 124,579 | 10,211 | 0.0% | 0.0% | 4 | +69,820 | 127.5% | Q4 2025 | Mar 25, 2026 |
| Black Swift Group, LLC | History | New | 72,505 | 5,943 | 0.99% | — | 5 | +72,505 | New | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 64,929 | 5,322 | 0.0% | 0.0% | 6 | +11,148 | 20.73% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 54,069 | 4,432 | 0.0% | 0.0% | 7 | -937 | -1.7% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 38,308 | 3,140 | 0.0% | 0.0% | 8 | -31,963 | -45.49% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 37,135 | 3,043 | 0.0% | 0.0% | 9 | +16,272 | 77.99% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 31,411 | 2,575 | 0.0% | — | 10 | +31,411 | New | Q4 2025 | Feb 17, 2026 |
| Trek Financial, LLC | History | Added to | 27,099 | 2,221 | 0.13% | 0.11% | 11 | +887 | 3.38% | Q4 2025 | Feb 04, 2026 |
| Cetera Investment Advisers | History | Reduced | 26,024 | 2,133 | 0.0% | 0.0% | 12 | -1,179 | -4.33% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 24,612 | 2,017 | 0.07% | 0.07% | 13 | -141 | -0.57% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 24,231 | 1,986 | 0.01% | 0.0% | 14 | +20,848 | 616.26% | Q4 2025 | Jan 26, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Reduced | 16,920 | 1,386 | 0.33% | 0.32% | 15 | -800 | -4.51% | Q4 2025 | Jan 20, 2026 |
| BCS Private Wealth Management, Inc. | History | New | 16,900 | 1,385 | 0.47% | — | 16 | +16,900 | New | Q4 2025 | Jan 26, 2026 |
| Invst, LLC | History | Reduced | 16,337 | 1,339 | 0.15% | 0.14% | 17 | -119 | -0.72% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 16,077 | 1,317 | 0.0% | 0.0% | 18 | -33,776 | -67.75% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 12,114 | 992 | 0.0% | 0.0% | 19 | -483 | -3.83% | Q4 2025 | Jan 29, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 10,955 | 897 | 0.02% | 0.05% | 20 | -14,334 | -56.68% | Q4 2025 | Feb 17, 2026 |
| Aspen Grove Capital, LLC | History | Reduced | 10,875 | 891 | 0.15% | 0.24% | 21 | -9,135 | -45.65% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Reduced | 10,047 | 823 | 0.0% | 0.0% | 22 | -2,050 | -16.95% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 8,600 | 704 | 0.0% | 0.0% | 23 | -5,700 | -39.86% | Q4 2025 | Feb 12, 2026 |
| First Growth Capital LLC | History | New | 5,396 | 589 | 0.52% | — | 24 | +5,396 | New | Q4 2025 | Feb 19, 2026 |
| STIFEL FINANCIAL CORP | History | New | 5,946 | 487 | 0.0% | — | 25 | +5,946 | New | Q4 2025 | Feb 13, 2026 |
| Wealthfront Advisers LLC | History | Added to | 5,766 | 472 | 0.0% | 0.0% | 26 | +83 | 1.46% | Q4 2025 | Jan 30, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Added to | 5,690 | 466 | 0.01% | 0.0% | 27 | +204 | 3.72% | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 5,300 | 434 | 0.02% | 0.04% | 28 | -5,305 | -50.02% | Q4 2025 | Jan 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 4,630 | 379 | 0.0% | 0.0% | 29 | -674 | -12.71% | Q4 2025 | Feb 10, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 4,060 | 332 | 0.0% | 0.0% | 31 | -426 | -9.5% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 4,052 | 332 | 0.0% | 0.0% | 30 | -122 | -2.92% | Q4 2025 | Feb 06, 2026 |
| Keystone Financial Group | History | No change | 3,958 | 324 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Concorde Financial Corp | History | New | 2,571 | 260 | 0.2% | — | 33 | +2,571 | New | Q4 2025 | Feb 17, 2026 |
| StoneX Group Inc. | History | New | 2,940 | 240 | 0.01% | — | 34 | +2,940 | New | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 2,608 | 214 | 0.0% | — | 35 | +2,608 | New | Q4 2025 | Feb 05, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 1,880 | 154 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 1,382 | 113 | 0.0% | 0.0% | 37 | -68 | -4.69% | Q4 2025 | Feb 17, 2026 |
| GROUP ONE TRADING LLC | History | New | 978 | 80 | 0.0% | — | 38 | +978 | New | Q4 2025 | Feb 12, 2026 |
| WHITTIER TRUST CO | History | No change | 637 | 55 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| PRIVATE TRUST CO NA | History | No change | 650 | 53 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 501 | 41 | 0.0% | 0.0% | 41 | -173 | -25.67% | Q4 2025 | Feb 11, 2026 |
| FMR LLC | History | Added to | 482 | 39 | 0.0% | 0.0% | 42 | +26 | 5.7% | Q4 2025 | Feb 17, 2026 |
| Provident Wealth Management, LLC | History | No change | 400 | 32 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 300 | 24 | 0.0% | — | 44 | +300 | New | Q4 2025 | Jan 21, 2026 |
| Spire Wealth Management | History | Added to | 298 | 24 | 0.0% | 0.0% | 45 | +1 | 0.34% | Q4 2025 | Jan 14, 2026 |
| Kestra Advisory Services, LLC | History | New | 257 | 21 | 0.0% | — | 46 | +257 | New | Q4 2025 | Feb 13, 2026 |
| Root Financial Partners, LLC | History | No change | 209 | 17 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| DUNCKER STREETT & CO INC | History | No change | 200 | 16 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Winthrop Capital Management, LLC | History | No change | 200 | 16 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 187 | 15 | 0.0% | 0.0% | 50 | -434 | -69.89% | Q4 2025 | Feb 09, 2026 |
| Register Financial Advisors LLC | History | No change | 173 | 14 | 0.01% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Qube Research & Technologies Ltd | History | No change | 154 | 12 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 150 | 12 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| CoreCap Advisors, LLC | History | No change | 135 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Hara Capital LLC | History | No change | 115 | 9 | 0.01% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 105 | 8 | 0.0% | 0.0% | 56 | -100 | -48.78% | Q4 2025 | Feb 06, 2026 |
| Commonwealth Retirement Investments LLC | History | New | 100 | 8 | 0.0% | — | 57 | +100 | New | Q4 2025 | Feb 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 95 | 7 | 0.0% | 0.0% | 59 | +63 | 196.88% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 86 | 7 | 0.0% | 0.0% | 58 | +1 | 1.18% | Q4 2025 | Feb 18, 2026 |
| NBC SECURITIES, INC. | History | Added to | 81 | 6 | 0.0% | 0.0% | 60 | +5 | 6.58% | Q4 2025 | Jan 29, 2026 |
| 1 NORTH WEALTH SERVICES LLC | History | No change | 85 | 6 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 72 | 5 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | No change | 65 | 5 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| VAN DEN BERG MANAGEMENT I, INC | History | No change | 62 | 5 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PHILLIPS FINANCIAL MANAGEMENT, LLC | History | No change | 50 | 4 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 44 | 3 | 0.0% | — | 66 | +44 | New | Q4 2025 | Feb 03, 2026 |
| Founders Capital Management | History | No change | 33 | 2 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| CITIGROUP INC | History | No change | 20 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 23 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Key FInancial Inc | History | No change | 13 | 1 | 0.0% | — | 70 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Financial Sense Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -7,717 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -5,798 | -100.0% | Q3 2025 | Nov 13, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,375 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -85 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Kiker Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q3 2025 | Oct 27, 2025 |
| PERRITT CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19 | -100.0% | Q3 2025 | Nov 17, 2025 |
| CBIZ Investment Advisory Services, LLC | History | Added to | 6 | 0 | — | — | — | +4 | 200.0% | Q4 2025 | Feb 09, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |