BALTIC TRADING LIMITED - Y0553W103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Centerbridge Partners, L.P. | History | No change | 7,250,000 | 45,747 | 1.8% | 1.8% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Panning Capital Management, LP | History | No change | 2,426,000 | 15,308 | 6.28% | 6.28% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Oceanic Investment Management LTD | History | No change | 1,686,177 | 10,640 | 3.75% | 3.75% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | No change | 1,560,678 | 9,848 | 0.38% | 0.38% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Hodges Capital Management Inc. | History | No change | 1,513,517 | 9,550 | 0.56% | 0.56% | 5 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| GMT CAPITAL CORP | History | No change | 1,438,274 | 9,076 | 0.2% | 0.2% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 1,488,000 | 8,898 | 0.03% | 0.03% | 7 | +107,000 | 7.75% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,452,897 | 8,688 | 0.01% | 0.01% | 8 | +94,358 | 6.95% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,226,169 | 7,332 | 0.0% | 0.0% | 9 | +1,096,845 | 848.14% | Q2 2014 | Aug 06, 2014 |
| WALL STREET ASSOCIATES | History | No change | 1,131,500 | 7,140 | 0.58% | 0.58% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 1,143,800 | 6,840 | 0.07% | 0.1% | 11 | -4,100 | -0.36% | Q2 2014 | Jul 30, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,053,123 | 6,645 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NEW GENERATION ADVISORS LLC | History | Reduced | 1,011,589 | 6,049 | 1.7% | 2.24% | 13 | -225,582 | -18.23% | Q2 2014 | Aug 04, 2014 |
| STANDARD PACIFIC CAPITAL LLC/CA | History | No change | 889,600 | 5,613 | 0.81% | 0.81% | 14 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| MORGAN STANLEY | History | No change | 817,871 | 5,160 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | No change | 655,070 | 4,133 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| U S GLOBAL INVESTORS INC | History | No change | 625,000 | 3,944 | 0.65% | 0.65% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HOURGLASS CAPITAL, LLC | History | No change | 548,158 | 3,459 | 0.58% | 0.58% | 18 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| Tygh Capital Management, Inc. | History | Reduced | 544,020 | 3,253 | 0.69% | 0.74% | 19 | -35,284 | -6.09% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | New | 518,583 | 3,101 | 0.0% | — | 20 | +518,583 | New | Q2 2014 | Aug 06, 2014 |
| KEANE CAPITAL MANAGEMENT INC | History | No change | 460,000 | 2,903 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | No change | 431,866 | 2,725 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 438,350 | 2,621 | 0.02% | 0.02% | 23 | -800 | -0.18% | Q2 2014 | Aug 11, 2014 |
| CREDIT AGRICOLE S A | History | No change | 388,600 | 2,452 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| SIGNIA CAPITAL MANAGEMENT LLC | History | No change | 375,897 | 2,372 | 0.86% | 0.86% | 25 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 383,400 | 2,293 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PUTNAM INVESTMENTS LLC | History | No change | 342,790 | 2,163 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 339,300 | 2,079 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| VANGUARD GROUP INC | History | Added to | 301,426 | 1,803 | 0.0% | 0.0% | 29 | +74,907 | 33.07% | Q2 2014 | Aug 11, 2014 |
| Eclectica Asset Management LLP | History | No change | 261,600 | 1,651 | 1.28% | 1.28% | 30 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | No change | 256,000 | 1,615 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 241,717 | 1,525 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RIMA SENVEST MANAGEMENT, L.L.C. | History | No change | 206,241 | 1,301 | 0.1% | 0.1% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Venor Capital Management LP | History | No change | 200,384 | 1,264 | 0.28% | 0.28% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | No change | 197,800 | 1,248 | 0.09% | 0.09% | 35 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| AEGIS FINANCIAL CORP | History | No change | 188,741 | 1,191 | 0.37% | 0.37% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 188,228 | 1,187 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Brandywine Global Investment Management, LLC | History | No change | 187,390 | 1,183 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 178,460 | 1,126 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Phoenix Investment Adviser LLC | History | Added to | 166,000 | 993 | 0.67% | 0.83% | 40 | +10,000 | 6.41% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | New | 159,277 | 952 | 0.0% | — | 41 | +159,277 | New | Q2 2014 | Aug 06, 2014 |
| MSDC Management, L.P. | History | No change | 130,400 | 823 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 136,659 | 817 | 0.0% | 0.0% | 43 | -34,611 | -20.21% | Q2 2014 | Aug 11, 2014 |
| Baker Avenue Asset Management, LP | History | No change | 120,300 | 759 | 0.13% | 0.13% | 44 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TFS CAPITAL LLC | History | Reduced | 121,010 | 724 | 0.06% | 0.15% | 45 | -228,798 | -65.41% | Q2 2014 | Jul 21, 2014 |
| SOROS FUND MANAGEMENT LLC | History | No change | 112,300 | 709 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | No change | 100,000 | 631 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | No change | 104,900 | 629 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | No change | 90,000 | 568 | 0.03% | 0.03% | 49 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| NORTHERN TRUST CORP | History | No change | 83,304 | 526 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CURIAN CAPITAL LLC | History | Added to | 87,825 | 525 | 0.01% | 0.01% | 51 | +2,196 | 2.56% | Q2 2014 | Jul 29, 2014 |
| ROYAL BANK OF CANADA | History | No change | 78,885 | 498 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 74,874 | 472 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | No change | 70,056 | 442 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Belmont Global Advisors, Inc. | History | No change | 70,000 | 442 | 0.37% | 0.37% | 55 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 72,200 | 432 | 0.0% | — | 56 | +72,200 | New | Q2 2014 | Jul 30, 2014 |
| Bank of New York Mellon Corp | History | No change | 64,338 | 406 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | No change | 63,326 | 400 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | No change | 60,411 | 381 | 0.09% | 0.09% | 59 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Potomac Capital Management, Inc. | History | No change | 60,100 | 379 | 0.32% | 0.32% | 60 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 59,815 | 377 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | New | 56,060 | 335 | 0.0% | — | 62 | +56,060 | New | Q2 2014 | Aug 06, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 50,302 | 317 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AYM CAPITAL, LLC | History | No change | 50,000 | 316 | 0.19% | 0.19% | 64 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 47,602 | 300 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | No change | 43,590 | 275 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | Added to | 45,313 | 271 | 0.07% | 0.06% | 67 | +192 | 0.43% | Q2 2014 | Jul 29, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 42,800 | 270 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Added to | 43,943 | 263 | 0.0% | 0.0% | 69 | +37,339 | 565.4% | Q2 2014 | Aug 11, 2014 |
| STATE STREET CORP | History | No change | 37,095 | 234 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | History | Added to | 39,000 | 233 | 0.01% | 0.01% | 71 | +3,500 | 9.86% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 39,649 | 230 | 0.0% | — | 72 | +39,649 | New | Q2 2014 | Jul 31, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | No change | 35,000 | 221 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | No change | 34,880 | 220 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STEELHEAD PARTNERS LLC | History | No change | 34,125 | 215 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 33,300 | 210 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 32,723 | 205 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 32,769 | 195 | 0.0% | 0.0% | 78 | +30,539 | 1369.46% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 29,273 | 175 | 0.0% | 0.0% | 79 | +21,033 | 255.25% | Q2 2014 | Aug 06, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Added to | 31,831 | 168 | 0.06% | 0.07% | 80 | +2,810 | 9.68% | Q2 2014 | Jul 29, 2014 |
| JPMORGAN CHASE & CO | History | No change | 25,508 | 161 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | New | 23,684 | 142 | 0.0% | — | 82 | +23,684 | New | Q2 2014 | Aug 08, 2014 |
| UBS AG | History | No change | 21,482 | 135 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Geduld E E | History | Reduced | 20,000 | 120 | 0.07% | 0.17% | 84 | -30,000 | -60.0% | Q2 2014 | Aug 04, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 16,080 | 102 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | No change | 15,000 | 95 | 0.08% | 0.08% | 86 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Quantbot Technologies LP | History | New | 11,540 | 69 | 0.01% | — | 87 | +11,540 | New | Q2 2014 | Jul 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 10,700 | 68 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 10,108 | 64 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Apriem Advisors | History | Added to | 8,500 | 51 | 0.02% | 0.0% | 90 | +8,000 | 1600.0% | Q2 2014 | Aug 11, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 7,401 | 47 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| FIRST MANHATTAN CO | History | No change | 4,550 | 28 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,198 | 25 | 0.0% | — | 93 | +4,198 | New | Q2 2014 | Jul 31, 2014 |
| Walleye Trading LLC | History | No change | 3,539 | 22 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 3,308 | 21 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 1,202 | 8 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | New | 1,235 | 7 | 0.0% | — | 97 | +1,235 | New | Q2 2014 | Aug 06, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 393 | 2 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 235 | 1 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | No change | 186 | 1 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Timpani Capital Management LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -209,134 | -100.0% | Q2 2014 | Aug 05, 2014 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.21% | — | -175,000 | -100.0% | Q2 2014 | Jul 17, 2014 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -62,063 | -100.0% | Q2 2014 | Jul 10, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -15,030 | -100.0% | Q2 2014 | Aug 05, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,700 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 0.12% | — | -13,000 | -100.0% | Q2 2014 | Jul 28, 2014 |
| TradeLink Global Equity LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,200 | -100.0% | Q2 2014 | Jul 31, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,013 | -100.0% | Q2 2014 | Jul 09, 2014 |