BALTIC TRADING LIMITED - Y0553W103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LLC | History | Added to | 1,488,000 | 8,898 | 0.03% | 0.03% | 1 | +107,000 | 7.75% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,452,897 | 8,688 | 0.01% | 0.01% | 2 | +94,358 | 6.95% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,226,169 | 7,332 | 0.0% | 0.0% | 3 | +1,096,845 | 848.14% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 1,143,800 | 6,840 | 0.07% | 0.1% | 4 | -4,100 | -0.36% | Q2 2014 | Jul 30, 2014 |
| NEW GENERATION ADVISORS LLC | History | Reduced | 1,011,589 | 6,049 | 1.7% | 2.24% | 5 | -225,582 | -18.23% | Q2 2014 | Aug 04, 2014 |
| Tygh Capital Management, Inc. | History | Reduced | 544,020 | 3,253 | 0.69% | 0.74% | 6 | -35,284 | -6.09% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | New | 518,583 | 3,101 | 0.0% | — | 7 | +518,583 | New | Q2 2014 | Aug 06, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 438,350 | 2,621 | 0.02% | 0.02% | 8 | -800 | -0.18% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 383,400 | 2,293 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| VANGUARD GROUP INC | History | Added to | 301,426 | 1,803 | 0.0% | 0.0% | 10 | +74,907 | 33.07% | Q2 2014 | Aug 11, 2014 |
| Phoenix Investment Adviser LLC | History | Added to | 166,000 | 993 | 0.67% | 0.83% | 11 | +10,000 | 6.41% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | New | 159,277 | 952 | 0.0% | — | 12 | +159,277 | New | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 136,659 | 817 | 0.0% | 0.0% | 13 | -34,611 | -20.21% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | Reduced | 121,010 | 724 | 0.06% | 0.15% | 14 | -228,798 | -65.41% | Q2 2014 | Jul 21, 2014 |
| CURIAN CAPITAL LLC | History | Added to | 87,825 | 525 | 0.01% | 0.01% | 15 | +2,196 | 2.56% | Q2 2014 | Jul 29, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 72,200 | 432 | 0.0% | — | 16 | +72,200 | New | Q2 2014 | Jul 30, 2014 |
| RHUMBLINE ADVISERS | History | New | 56,060 | 335 | 0.0% | — | 17 | +56,060 | New | Q2 2014 | Aug 06, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | Added to | 45,313 | 271 | 0.07% | 0.06% | 18 | +192 | 0.43% | Q2 2014 | Jul 29, 2014 |
| Nationwide Fund Advisors | History | Added to | 43,943 | 263 | 0.0% | 0.0% | 19 | +37,339 | 565.4% | Q2 2014 | Aug 11, 2014 |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | History | Added to | 39,000 | 233 | 0.01% | 0.01% | 20 | +3,500 | 9.86% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 39,649 | 230 | 0.0% | — | 21 | +39,649 | New | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 32,769 | 195 | 0.0% | 0.0% | 22 | +30,539 | 1369.46% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 29,273 | 175 | 0.0% | 1.47% | 23 | +21,033 | 255.25% | Q2 2014 | Aug 06, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Added to | 31,831 | 168 | 0.06% | 0.07% | 24 | +2,810 | 9.68% | Q2 2014 | Jul 29, 2014 |
| ProShare Advisors LLC | History | New | 23,684 | 142 | 0.0% | — | 25 | +23,684 | New | Q2 2014 | Aug 08, 2014 |
| Geduld E E | History | Reduced | 20,000 | 120 | 0.07% | 0.17% | 26 | -30,000 | -60.0% | Q2 2014 | Aug 04, 2014 |
| Quantbot Technologies LP | History | New | 11,540 | 69 | 0.01% | — | 27 | +11,540 | New | Q2 2014 | Jul 08, 2014 |
| Apriem Advisors | History | Added to | 8,500 | 51 | 0.02% | 0.0% | 28 | +8,000 | 1600.0% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,198 | 25 | 0.0% | — | 29 | +4,198 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Inc. | History | New | 1,235 | 7 | 0.0% | — | 30 | +1,235 | New | Q2 2014 | Aug 06, 2014 |
| Centerbridge Partners, L.P. | History | Closed out | 0 | 0 | — | 1.8% | — | -7,250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Panning Capital Management, LP | History | Closed out | 0 | 0 | — | 6.28% | — | -2,426,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Oceanic Investment Management LTD | History | Closed out | 0 | 0 | — | 3.75% | — | -1,686,177 | -100.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.38% | — | -1,560,678 | -100.0% | Q1 2014 | May 15, 2014 |
| Hodges Capital Management Inc. | History | Closed out | 0 | 0 | — | 0.56% | — | -1,513,517 | -100.0% | Q1 2014 | May 07, 2014 |
| GMT CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.2% | — | -1,438,274 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.58% | — | -1,131,500 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,053,123 | -100.0% | Q1 2014 | May 14, 2014 |
| STANDARD PACIFIC CAPITAL LLC/CA | History | Closed out | 0 | 0 | — | 0.81% | — | -889,600 | -100.0% | Q1 2014 | May 07, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -817,871 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -655,070 | -100.0% | Q1 2014 | May 16, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.65% | — | -625,000 | -100.0% | Q1 2014 | May 15, 2014 |
| HOURGLASS CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.58% | — | -548,158 | -100.0% | Q1 2014 | May 06, 2014 |
| KEANE CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -460,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -431,866 | -100.0% | Q1 2014 | May 28, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -388,600 | -100.0% | Q1 2014 | May 12, 2014 |
| SIGNIA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -375,897 | -100.0% | Q1 2014 | May 05, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -342,790 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -339,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Eclectica Asset Management LLP | History | Closed out | 0 | 0 | — | 1.28% | — | -261,600 | -100.0% | Q1 2014 | May 13, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -256,000 | -100.0% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -241,717 | -100.0% | Q1 2014 | May 14, 2014 |
| Timpani Capital Management LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -209,134 | -100.0% | Q1 2014 | May 07, 2014 |
| RIMA SENVEST MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.1% | — | -206,241 | -100.0% | Q1 2014 | May 15, 2014 |
| Venor Capital Management LP | History | Closed out | 0 | 0 | — | 0.28% | — | -200,384 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.09% | — | -197,800 | -100.0% | Q1 2014 | May 12, 2014 |
| AEGIS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.37% | — | -188,741 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -188,228 | -100.0% | Q1 2014 | May 14, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -187,390 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -178,460 | -100.0% | Q1 2014 | May 15, 2014 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.21% | — | -175,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| MSDC Management, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -130,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 2.24% | — | -120,300 | -100.0% | Q1 2014 | Aug 06, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -112,300 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -104,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -100,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -90,000 | -100.0% | Q1 2014 | May 08, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -83,304 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -78,885 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,874 | -100.0% | Q1 2014 | May 15, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -70,056 | -100.0% | Q1 2014 | May 14, 2014 |
| Belmont Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.37% | — | -70,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -64,338 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -63,326 | -100.0% | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -62,063 | -100.0% | Q1 2014 | Apr 25, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -60,411 | -100.0% | Q1 2014 | May 13, 2014 |
| Potomac Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.32% | — | -60,100 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,815 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,302 | -100.0% | Q1 2014 | May 15, 2014 |
| AYM CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -50,000 | -100.0% | Q1 2014 | May 07, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,602 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -43,590 | -100.0% | Q1 2014 | May 19, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,800 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -37,095 | -100.0% | Q1 2014 | May 15, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,880 | -100.0% | Q1 2014 | May 15, 2014 |
| STEELHEAD PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -34,125 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -33,300 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -32,723 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -25,508 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -21,482 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -16,080 | -100.0% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -15,030 | -100.0% | Q1 2014 | May 13, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 0.08% | — | -15,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,700 | -100.0% | Q1 2014 | May 09, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 0.12% | — | -13,000 | -100.0% | Q1 2014 | Apr 25, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,700 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,108 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,401 | -100.0% | Q1 2014 | May 07, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -4,550 | -100.0% | Q1 2014 | May 16, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,539 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,308 | -100.0% | Q1 2014 | Aug 08, 2014 |
| TradeLink Global Equity LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,200 | -100.0% | Q1 2014 | May 09, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,013 | -100.0% | Q1 2014 | May 07, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,202 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -393 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -235 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -186 | -100.0% | Q1 2014 | May 02, 2014 |