AB Active ETFs, Inc. - YEAR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | No change | 13,020,755 | 657,222 | 0.22% | 0.22% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 3,046,221 | 153,346 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 925,699 | 46,599 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BOS Asset Management, LLC | History | Reduced | 912,006 | 45,673 | 10.67% | 11.02% | 4 | -31,053 | -3.29% | Q3 2026 | Oct 09, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 906,812 | 45,648 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kensington Asset Management, LLC | History | No change | 869,794 | 43,785 | 2.39% | 2.39% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IHT Wealth Management, LLC | History | No change | 751,307 | 37,820 | 0.8% | 0.8% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 374,925 | 18,873 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 287,007 | 14,373 | 0.08% | 0.08% | 9 | +9,375 | 3.38% | Q3 2026 | Oct 27, 2026 |
| Global Retirement Partners, LLC | History | No change | 271,547 | 13,669 | 0.21% | 0.21% | 10 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 255,132 | 12,777 | 0.02% | 0.02% | 11 | -968 | -0.38% | Q3 2026 | Oct 30, 2026 |
| Private Advisor Group, LLC | History | No change | 203,416 | 10,239 | 0.05% | 0.05% | 12 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 198,666 | 10,000 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 178,264 | 8,973 | 0.11% | 0.11% | 14 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 167,519 | 8,432 | 0.33% | 0.33% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 155,835 | 7,847 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 155,773 | 7,841 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| HighPoint Advisor Group LLC | History | No change | 133,419 | 6,716 | 0.24% | 0.24% | 18 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 108,476 | 5,432 | 0.01% | 0.01% | 19 | -17,333 | -13.78% | Q3 2026 | Nov 02, 2026 |
| PMG Wealth Management, Inc. | History | No change | 98,583 | 4,947 | 3.06% | 3.06% | 20 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Creative Planning | History | Reduced | 93,419 | 4,678 | 0.0% | 0.0% | 21 | -14,358 | -13.32% | Q3 2026 | Nov 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 89,860 | 4,500 | 0.01% | 0.01% | 22 | +18,442 | 25.82% | Q3 2026 | Nov 02, 2026 |
| &PARTNERS | History | No change | 81,864 | 4,121 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 75,908 | 3,801 | 0.1% | 0.11% | 24 | -5,820 | -7.12% | Q3 2026 | Oct 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 74,680 | 3,759 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 70,889 | 3,568 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 66,876 | 3,366 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cooper Financial Group | History | Reduced | 61,597 | 3,084 | 0.25% | 0.3% | 28 | -10,660 | -14.75% | Q3 2026 | Oct 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 60,814 | 3,045 | 0.01% | 0.01% | 29 | +3,083 | 5.34% | Q3 2026 | Nov 02, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 60,627 | 3,036 | 0.53% | 0.23% | 30 | +36,233 | 148.53% | Q3 2026 | Oct 21, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 56,866 | 2,847 | 0.02% | 0.02% | 31 | +2,284 | 4.18% | Q3 2026 | Oct 16, 2026 |
| Sanctuary Advisors, LLC | History | No change | 50,405 | 2,537 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 47,334 | 2,370 | 0.09% | 0.08% | 33 | +3,691 | 8.46% | Q3 2026 | Oct 26, 2026 |
| CITADEL ADVISORS LLC | History | No change | 42,633 | 2,146 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Atlas Private Wealth Advisors | History | Reduced | 38,185 | 1,912 | 0.41% | 0.44% | 35 | -1,892 | -4.72% | Q3 2026 | Oct 23, 2026 |
| Horizon Wealth Management, LLC | History | Added to | 32,934 | 1,649 | 0.21% | 0.2% | 36 | +1,684 | 5.39% | Q3 2026 | Nov 02, 2026 |
| Welch Financial Planning, LLC | History | No change | 32,683 | 1,645 | 0.96% | 0.96% | 37 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 29,910 | 1,505 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Warner Group LLC | History | No change | 29,534 | 1,486 | 0.37% | 0.37% | 39 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ENCOMPASS WEALTH ADVISORS, LLC | History | Added to | 28,094 | 1,406 | 0.21% | 0.21% | 40 | +14,347 | 104.36% | Q3 2026 | Oct 15, 2026 |
| NewEdge Advisors, LLC | History | No change | 25,391 | 1,278 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 25,484 | 1,275 | 0.0% | 0.0% | 42 | -3,155 | -11.02% | Q3 2026 | Oct 13, 2026 |
| Tortuga Wealth Management, Inc | History | Reduced | 23,193 | 1,161 | 0.82% | 0.92% | 43 | -1,000 | -4.13% | Q3 2026 | Oct 27, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 20,946 | 1,048 | 0.02% | 0.02% | 44 | -3,125 | -12.98% | Q3 2026 | Oct 21, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 20,782 | 1,046 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CDKV HOLDINGS LLC | History | Added to | 20,361 | 1,019 | 0.77% | 0.79% | 46 | +304 | 1.52% | Q3 2026 | Oct 28, 2026 |
| Legacy Wealth Advisors, LLC | History | No change | 19,687 | 991 | 0.43% | 0.43% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TME FINANCIAL, INC. | History | Added to | 19,462 | 974 | 0.6% | 0.59% | 48 | +573 | 3.03% | Q3 2026 | Oct 14, 2026 |
| USAdvisors Wealth Management, LLC | History | Reduced | 19,283 | 965 | 0.27% | 0.3% | 49 | -1,712 | -8.15% | Q3 2026 | Oct 21, 2026 |
| Trilogy Capital Inc. | History | Added to | 18,324 | 917 | 0.04% | 0.04% | 50 | +17 | 0.09% | Q3 2026 | Oct 20, 2026 |
| MAI Capital Management | History | No change | 17,946 | 903 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Next Level Private LLC | History | Added to | 17,998 | 901 | 0.17% | 0.09% | 52 | +8,577 | 91.04% | Q3 2026 | Oct 20, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 17,950 | 898 | 0.01% | 0.02% | 53 | -5,100 | -22.13% | Q3 2026 | Oct 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 16,372 | 824 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 16,200 | 811 | 0.06% | 0.07% | 55 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Quantum Private Wealth, LLC | History | Reduced | 15,979 | 800 | 0.2% | 0.21% | 56 | -278 | -1.71% | Q3 2026 | Oct 20, 2026 |
| Davis Wealth Advisors, LLC | History | No change | 14,818 | 745 | 0.58% | 0.58% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Alteri Wealth LLC | History | No change | 14,546 | 732 | 0.2% | 0.2% | 58 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| COZAD ASSET MANAGEMENT INC | History | No change | 13,560 | 682 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 12,563 | 632 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Laraway Financial Advisors Inc | History | No change | 11,358 | 571 | 0.35% | 0.35% | 61 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 9,915 | 499 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 9,812 | 493 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 9,751 | 490 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 9,445 | 475 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 9,291 | 467 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 8,814 | 441 | 0.01% | 0.01% | 67 | -1,594 | -15.32% | Q3 2026 | Oct 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 7,575 | 381 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 7,248 | 364 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| StoneX Group Inc. | History | New | 6,585 | 330 | 0.01% | — | 70 | +6,585 | New | Q3 2026 | Nov 03, 2026 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | No change | 6,396 | 321 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| MMA ASSET MANAGEMENT LLC | History | Reduced | 6,333 | 317 | 0.1% | 0.12% | 72 | -973 | -13.32% | Q3 2026 | Nov 02, 2026 |
| Lido Advisors, LLC | History | No change | 6,101 | 307 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OPPENHEIMER & CO INC | History | No change | 6,045 | 302 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Ellsworth Advisors, LLC | History | Reduced | 5,838 | 292 | 0.05% | 0.05% | 75 | -226 | -3.73% | Q3 2026 | Oct 15, 2026 |
| Merit Financial Group, LLC | History | No change | 5,559 | 279 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 5,450 | 274 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RFG Advisory, LLC | History | Added to | 5,348 | 267 | 0.0% | 0.0% | 78 | +34 | 0.64% | Q3 2026 | Nov 03, 2026 |
| Compton Financial Group, LLC | History | No change | 4,374 | 220 | 0.04% | 0.04% | 79 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Centerpoint Advisory Group | History | New | 4,350 | 217 | 0.13% | — | 80 | +4,350 | New | Q3 2026 | Oct 23, 2026 |
| Cresset Asset Management, LLC | History | No change | 4,032 | 202 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WPG Advisers, LLC | History | Reduced | 3,824 | 191 | 0.1% | 0.41% | 82 | -9,962 | -72.26% | Q3 2026 | Oct 27, 2026 |
| Colonial Trust Advisors | History | No change | 2,675 | 134 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,042 | 102 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,444 | 72 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| 1015 Capital Partners, LLC | History | No change | 445 | 22 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| ROYAL BANK OF CANADA | History | No change | 270 | 14 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 264 | 13 | 0.0% | 0.0% | 88 | +2 | 0.76% | Q3 2026 | Oct 30, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 200 | 10 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Westside Investment Management, Inc. | History | No change | 180 | 9 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| BRIGHTON JONES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,267 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Claro Advisors Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -5,807 | -100.0% | Q3 2026 | Nov 02, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |