Advisors Asset Management, Inc.

Q4 2020 13F-HR Holdings

Location
Monument, CO
Holdings as of
12/31/2020
Date filed
2/12/2021
Form type
13F-HR
Num holdings
1,507
Total value ($000)
$6,046,679
Net value change ($000)
+638,506 (11.8%)
New positions
63
Sold out positions
76
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/16/2020 Next filing: 5/7/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOOGL 28,749 21.0%
AAPL 22,457 10.8%
PYPL 18,618 20.5%
JPM 16,849 44.1%
V 11,417 10.3%
TSLA 11,350 91.7%
MRK 8,599 55.9%
MA 8,077 8.5%
QCOM 8,066 78.3%
META 8,005 5.3%
Top Reduces (Value $000, Stocks/ETFs)
HD -7,300 -13.1%
PFE -6,541 -16.1%
LMT -5,619 -15.8%
EBAY -4,734 -20.8%
BBWI -3,975 -33.8%
20230930-DK-Butterfly-1, Inc. -3,607 -99.0%
LOW -3,586 -22.7%
BABA -3,411 -25.0%
CWEN -3,295 -32.1%
ADBE -3,162 -10.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type