Advisors Asset Management, Inc.
Q1 2021 13F-HR Holdings
Net value change ($000)
+385,312
(6.4%)
New positions
66
Sold out positions
96
Turnover %
3.4%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2020
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| GOOGL | 25,902 | 15.6% |
| NFJ | 20,050 | NEW |
| NIE | 19,784 | NEW |
| ACV | 14,676 | NEW |
| LUMN | 13,119 | NEW |
| META | 10,145 | 6.3% |
| TNL | 9,587 | NEW |
| JPM | 9,452 | 17.2% |
| NCZ | 9,361 | NEW |
| CVX | 9,252 | 27.2% |
Top Reduces (Value $000, Stocks/ETFs)
| AAPL | -28,464 | -12.4% |
| AMZN | -20,496 | -7.8% |
| NIE | -20,232 | -100.0% |
| NFJ | -18,245 | -100.0% |
| ALLIANZGI DIVERSIFIED INCOME | -13,049 | -100.0% |
| LUMN | -9,328 | -100.0% |
| ALLIANZGI CONV INCOME FD II | -7,771 | -100.0% |
| MAXIM INTEGRATED PRODUCTS INC | -6,314 | -57.3% |
| TNL | -6,313 | -100.0% |
| ADBE | -5,127 | -18.1% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|