Advisors Asset Management, Inc.

Q4 2020 13F-HR Detailed Holdings

Location
Monument, CO
Holdings as of
12/31/2020
Date filed
2/12/2021
Form type
13F-HR
Num holdings
1,507
Total value ($000)
$6,046,679
Net value change ($000)
+638,506 (11.8%)
New positions
63
Sold out positions
76
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/16/2020 Next filing: 5/7/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOOGL 28,749 21.0%
AAPL 22,457 10.8%
PYPL 18,618 20.5%
JPM 16,849 44.1%
V 11,417 10.3%
TSLA 11,350 91.7%
MRK 8,599 55.9%
MA 8,077 8.5%
QCOM 8,066 78.3%
META 8,005 5.3%
Top Reduces (Value $000, Stocks/ETFs)
HD -7,300 -13.1%
PFE -6,541 -16.1%
LMT -5,619 -15.8%
EBAY -4,734 -20.8%
BBWI -3,975 -33.8%
20230930-DK-Butterfly-1, Inc. -3,607 -99.0%
LOW -3,586 -22.7%
BABA -3,411 -25.0%
CWEN -3,295 -32.1%
ADBE -3,162 -10.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None