TOCQUEVILLE ASSET MANAGEMENT L.P.

Q3 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2020
Date filed
11/16/2020
Form type
13F-HR
Num holdings
648
Total value ($000)
$5,227,366
Net value change ($000)
+432,030 (9.0%)
New positions
47
Sold out positions
50
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/12/2020 Next filing: 2/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HD 40,684 10.8%
AAPL 24,042 17.2%
FDX 21,395 79.3%
SCHW 20,448 120.1%
NVDA 17,908 25.9%
BMRN 17,158 NEW
ELAN 16,351 NEW
DE 13,986 36.8%
AMZN 13,004 9.1%
NEM 12,929 184.0%
Top Reduces (Value $000, Stocks/ETFs)
CSCO -13,246 -39.7%
BK -10,292 -94.9%
INTC -10,131 -19.8%
Nikon Corp -10,005 -100.0%
LVS -9,701 -100.0%
XBI -8,421 -62.1%
CVX -8,023 -26.2%
T -7,431 -39.3%
MPC -5,853 -39.7%
HBAN -5,498 -78.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type