TOCQUEVILLE ASSET MANAGEMENT L.P.

Q3 2020 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2020
Date filed
11/16/2020
Form type
13F-HR
Num holdings
648
Total value ($000)
$5,227,366
Net value change ($000)
+432,030 (9.0%)
New positions
47
Sold out positions
50
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/12/2020 Next filing: 2/16/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HD 40,684 10.8%
AAPL 24,042 17.2%
FDX 21,395 79.3%
SCHW 20,448 120.1%
NVDA 17,908 25.9%
BMRN 17,158 NEW
ELAN 16,351 NEW
DE 13,986 36.8%
AMZN 13,004 9.1%
NEM 12,929 184.0%
Top Reduces (Value $000, Stocks/ETFs)
CSCO -13,246 -39.7%
BK -10,292 -94.9%
INTC -10,131 -19.8%
Nikon Corp -10,005 -100.0%
LVS -9,701 -100.0%
XBI -8,421 -62.1%
CVX -8,023 -26.2%
T -7,431 -39.3%
MPC -5,853 -39.7%
HBAN -5,498 -78.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 TOCQUEVILLE TRUST 028-10558