TOCQUEVILLE ASSET MANAGEMENT L.P.

Q4 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2020
Date filed
2/16/2021
Form type
13F-HR
Num holdings
704
Total value ($000)
$5,990,297
Net value change ($000)
+762,931 (14.6%)
New positions
88
Sold out positions
33
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 11/16/2020 Next filing: 5/17/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
D 40,861 358.8%
BA 30,059 711.5%
BKNG 24,545 594.2%
DIS 20,339 39.4%
SCHW 18,734 50.0%
AAPL 17,088 10.4%
GOOGL 14,222 19.3%
KDP 13,468 NEW
Unilever PLC 13,301 56.9%
KNX 13,236 NEW
Top Reduces (Value $000, Stocks/ETFs)
UNILEVER N V -21,899 -100.0%
MCD -12,157 -22.2%
NVDA -11,976 -13.7%
BABA -11,946 -30.6%
HD -10,341 -2.5%
BIIB -10,284 -32.0%
BUNGELTD -8,069 -55.6%
ENR -6,700 -83.6%
NOK -5,182 -53.7%
CNP -4,940 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type