TOCQUEVILLE ASSET MANAGEMENT L.P.

Q4 2020 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2020
Date filed
2/16/2021
Form type
13F-HR
Num holdings
704
Total value ($000)
$5,990,297
Net value change ($000)
+762,931 (14.6%)
New positions
88
Sold out positions
33
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/16/2020 Next filing: 5/17/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
D 40,861 358.8%
BA 30,059 711.5%
BKNG 24,545 594.2%
DIS 20,339 39.4%
SCHW 18,734 50.0%
AAPL 17,088 10.4%
GOOGL 14,222 19.3%
KDP 13,468 NEW
Unilever PLC 13,301 56.9%
KNX 13,236 NEW
Top Reduces (Value $000, Stocks/ETFs)
UNILEVER N V -21,899 -100.0%
MCD -12,157 -22.2%
NVDA -11,976 -13.7%
BABA -11,946 -30.6%
HD -10,341 -2.5%
BIIB -10,284 -32.0%
BUNGELTD -8,069 -55.6%
ENR -6,700 -83.6%
NOK -5,182 -53.7%
CNP -4,940 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 TOCQUEVILLE TRUST 028-10558