Prospera Financial Services Inc

Q3 2021 13F-HR Holdings

Location
Dallas, TX
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
793
Total value ($000)
$2,007,222
Net value change ($000)
+12,484 (0.6%)
New positions
79
Sold out positions
74
Turnover %
6.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/16/2021 Next filing: 2/10/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JNK 6,375 202.8%
FIS 6,254 2707.4%
BX 5,540 26.3%
RDVY 4,483 48.1%
IYJ 4,364 127.5%
SPY 4,171 16.1%
FTSM 4,141 184.4%
CG 4,087 NEW
ROL 3,957 1589.2%
APON 3,878 NEW
Top Reduces (Value $000, Stocks/ETFs)
MCK -6,295 -94.2%
IBND -6,213 -100.0%
JCI -5,433 -90.2%
IYE -4,952 -86.1%
PRGO -3,938 -100.0%
BLK -3,794 -30.8%
AIY -3,574 -71.5%
FANG -3,447 -100.0%
CCL -3,320 -92.5%
IYW -3,276 -36.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type