Prospera Financial Services Inc

Q4 2021 13F-HR Holdings

Location
Dallas, TX
Holdings as of
12/31/2021
Date filed
2/10/2022
Form type
13F-HR
Num holdings
866
Total value ($000)
$2,313,501
Net value change ($000)
+306,279 (15.3%)
New positions
127
Sold out positions
54
Turnover %
7.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/12/2021 Next filing: 5/4/2022 SEC filing

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 26,793 29.2%
QQQ 13,594 29.4%
NVDA 11,374 42.2%
NET 9,404 NEW
FVD 8,250 26.4%
MSFT 8,198 19.7%
SPIP 7,326 NEW
FV 7,315 6.4%
VICI 6,820 NEW
AES 6,606 NEW
Top Reduces (Value $000, Stocks/ETFs)
BA -11,669 -63.1%
WIP -6,159 -100.0%
GLD -5,761 -75.5%
KKR -5,720 -95.0%
RITM -5,628 -88.6%
ALGN -5,246 -91.4%
Arrival -4,641 -94.3%
FFIV -4,351 -66.9%
VRT -4,223 -92.4%
ROL -3,873 -92.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type