Nikko Asset Management Americas, Inc.

Q1 2014 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/2/2014
Form type
13F-HR
Num holdings
175
Total value ($000)
$2,208,485
Net value change ($000)
-426,479 (-16.2%)
New positions
14
Sold out positions
14
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 1/29/2014 Next filing: 8/8/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CHRD 20,299 NEW
HAL 14,258 72.0%
OII 12,676 722.3%
AXIALL CORP COM 10,655 NEW
HollyFrontier Corp 8,959 NEW
ANGLOGOLD ASHANTI (PTY) LTD 3,681 26.4%
ADM 2,480 7.5%
SM 2,360 20.4%
GNW 1,944 NEW
WDC 1,940 NEW
Top Reduces (Value $000, Stocks/ETFs)
FCX -30,792 -27.6%
XOM -25,818 -18.5%
SHEL -24,328 -27.5%
TIDEWATER INC COM -23,455 -100.0%
BBL -22,733 -16.2%
NOV -20,553 -66.5%
Monsanto -19,647 -18.7%
RIO -18,697 -18.6%
IP -15,983 -24.4%
VLO -14,804 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None