GUGGENHEIM CAPITAL LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+2,246,184
(6.8%)
New positions
260
Sold out positions
164
Turnover %
2.3%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| SPY | 92,570 | 28.1% |
| VALE | 91,491 | 1166.5% |
| Guggenheim BulletShares 2017 HY C Bd ETF | 77,022 | 791.6% |
| KEURIG GREEN MOUNT | 70,427 | NEW |
| DHI | 61,922 | 243.6% |
| CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 | 60,318 | 14604.8% |
| HP | 55,254 | 163.4% |
| EOG | 49,837 | 150.5% |
| TSCO | 47,714 | 245.3% |
| TOL | 46,830 | 201.1% |
Top Reduces (Value $000, Stocks/ETFs)
| Alphabet Inc. Class C | -113,175 | -54.5% |
| Claymore Guggenheim BulletShares High Yld ETF | -65,129 | -100.0% |
| SNI | -42,536 | -69.6% |
| ZOLTEK COS INC | -41,503 | -100.0% |
| MDY | -37,820 | -47.3% |
| VOD | -36,236 | -100.0% |
| URS CORP NEW COM | -35,440 | -38.6% |
| FAMILY DLR STORE | -35,154 | -65.3% |
| DLTR | -34,536 | -51.8% |
| ROST | -34,212 | -57.6% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
187,296
(0.5% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|