GUGGENHEIM CAPITAL LLC
Q1 2014 13F-HR Detailed Holdings
Net value change ($000)
+2,246,184
(6.8%)
New positions
260
Sold out positions
164
Turnover %
2.3%
Sector allocation + QoQ delta (equities-only)
Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings
You are on the SEC detailed breakdown page.
Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields),
and are not merged like the standard holdings view.
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Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| SPY | 92,570 | 28.1% |
| VALE | 91,491 | 1166.5% |
| Guggenheim BulletShares 2017 HY C Bd ETF | 77,022 | 791.6% |
| KEURIG GREEN MOUNT | 70,427 | NEW |
| DHI | 61,922 | 243.6% |
| CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 | 60,318 | 14604.8% |
| HP | 55,254 | 163.4% |
| EOG | 49,837 | 150.5% |
| TSCO | 47,714 | 245.3% |
| TOL | 46,830 | 201.1% |
Top Reduces (Value $000, Stocks/ETFs)
| Alphabet Inc. Class C | -113,175 | -54.5% |
| Claymore Guggenheim BulletShares High Yld ETF | -65,129 | -100.0% |
| SNI | -42,536 | -69.6% |
| ZOLTEK COS INC | -41,503 | -100.0% |
| MDY | -37,820 | -47.3% |
| VOD | -36,236 | -100.0% |
| URS CORP NEW COM | -35,440 | -38.6% |
| FAMILY DLR STORE | -35,154 | -65.3% |
| DLTR | -34,536 | -51.8% |
| ROST | -34,212 | -57.6% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
187,296
(0.5% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
Other Managers
| Num | Name | File Number |
|---|---|---|
| 1 | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | 028-11097 |
| 2 | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | 028-12550 |
| 3 | SECURITY INVESTORS LLC | 028-01689 |
| 4 | Guggenheim Investment Advisors (Hong Kong) Ltd | 028-14372 |
| 5 | Guggenheim Partners Investment Management, LLC | 028-12837 |
| 6 | Guggenheim Global Trading, LLC | 028-15268 |