WHITEBOX ADVISORS LLC

Q1 2023 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2023
Date filed
5/15/2023
Form type
13F-HR
Num holdings
569
Total value ($000)
$2,916,227
Net value change ($000)
-700,173 (-19.4%)
New positions
10
Sold out positions
170
Turnover %
39.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BN 20,593 NEW
IAC 15,438 86.5%
TFPM 12,841 31.5%
ACI 12,079 NEW
BAX 10,412 NEW
LBRDA 9,228 12.1%
THC 4,701 58.5%
GPOR 4,510 8.6%
Amryt Pharma plc 3,398 99.7%
HEI 2,947 13.4%
Top Reduces (Value $000, Stocks/ETFs)
VAL -20,357 -36.0%
WTW -12,025 -27.3%
AAPL -9,095 -100.0%
SPY -7,888 -100.0%
AIY -7,049 -36.0%
COCH -5,531 -100.0%
BKD -5,308 -100.0%
EXE -4,679 -19.4%
FAT PROJECTS ACQUISITION CORP -3,803 -100.0%
DIGIASIA CORP. -3,595 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 836,190 (28.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type