GUGGENHEIM CAPITAL LLC
Q4 2019 13F-HR/A Holdings
Net value change ($000)
+801,766
(6.4%)
New positions
171
Sold out positions
200
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q3 2019
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AGG | 250,190 | 3516.9% |
| IVV | 95,680 | NEW |
| AAPL | 41,519 | 15.7% |
| AMGN | 21,651 | 37.0% |
| DOC | 19,243 | NEW |
| TFC | 17,922 | NEW |
| ABBV | 16,331 | 33.5% |
| GEN | 16,043 | NEW |
| INTC | 15,723 | 18.6% |
| UNH | 15,305 | 42.5% |
Top Reduces (Value $000, Stocks/ETFs)
| LQD | -91,014 | -90.7% |
| CELG | -33,402 | -100.0% |
| JPST | -32,456 | -91.6% |
| MINT | -29,895 | -84.1% |
| NEAR | -29,224 | -84.0% |
| HCP Inc | -23,598 | -100.0% |
| GEN DIGITAL INC | -18,196 | -100.0% |
| SLV | -14,257 | -16.4% |
| SUNTRUST BKS INC | -12,234 | -100.0% |
| STNG | -11,775 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
56,904
(0.4% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
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