GUGGENHEIM CAPITAL LLC

Q1 2020 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2020
Date filed
6/2/2020
Form type
13F-HR
Num holdings
1,834
Total value ($000)
$9,930,166
Net value change ($000)
-3,384,918 (-25.4%)
New positions
54
Sold out positions
276
Turnover %
6.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/20/2020 Next filing: 8/14/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 713,516 7601.1%
HYG 255,487 NEW
HYT 23,051 780.6%
CNO 16,659 1247.9%
BTZ 9,955 318.4%
DLR 9,917 51.0%
RGA 9,562 2445.5%
SMCI 8,217 NEW
GOF 7,476 NEW
BGB 6,569 70.2%
Top Reduces (Value $000, Stocks/ETFs)
AGG -250,954 -97.5%
AAPL -102,555 -33.5%
IVV -95,680 -100.0%
MSFT -66,014 -23.0%
META -43,557 -32.7%
GOOGL -38,272 -32.5%
AMZN -36,814 -18.5%
CVX -32,487 -51.2%
XOM -31,743 -60.1%
INTC -31,060 -31.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 91,502 (0.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type