GUGGENHEIM CAPITAL LLC
Q1 2021 13F-HR Holdings
Net value change ($000)
-714,293
(-4.5%)
New positions
191
Sold out positions
97
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q4 2020
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| KKR Acquisition Holdings I Corp. | 152,922 | NEW |
| Gores Technology Partners II, Inc. | 39,880 | NEW |
| Gores Holdings VII Inc. | 39,840 | NEW |
| IVV | 39,783 | NEW |
| Matterport, Inc./DE | 33,171 | NEW |
| RXR Acquisition Corp. | 32,275 | NEW |
| Gores Holdings VIII Inc. | 30,000 | NEW |
| Aequi Acquisition Corp. | 28,757 | NEW |
| MSD ACQUISITION CORP. / NEW | 25,689 | NEW |
| Gores Technology Partners, Inc. | 24,072 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| LQD | -1,126,148 | -98.8% |
| HYG | -278,573 | -98.9% |
| AAPL | -105,843 | -21.7% |
| Pershing Square Tontine Holdings, Ltd. | -81,621 | -13.4% |
| AMZN | -62,007 | -17.9% |
| Matterport, Inc./DE | -42,400 | -100.0% |
| MSFT | -30,888 | -8.5% |
| Aequi Acquisition Corp. | -30,098 | -100.0% |
| TSLA | -23,291 | -16.0% |
| QCOM | -19,968 | -22.1% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
134,673
(0.9% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
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