GUGGENHEIM CAPITAL LLC
Q4 2020 13F-HR Holdings
Net value change ($000)
+2,130,717
(15.4%)
New positions
264
Sold out positions
137
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q3 2020
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AGG | 236,148 | 3473.8% |
| Pershing Square Tontine Holdings, Ltd. | 110,661 | 22.2% |
| TSLA | 61,197 | 72.6% |
| AAPL | 49,357 | 11.3% |
| Matterport, Inc./DE | 42,400 | NEW |
| Aequi Acquisition Corp. | 30,098 | NEW |
| QCOM | 23,663 | 35.6% |
| AVGO | 22,362 | 30.4% |
| CSCO | 19,112 | 27.0% |
| SBUX | 16,581 | 32.9% |
Top Reduces (Value $000, Stocks/ETFs)
| Seagen Inc. | -14,436 | -100.0% |
| SMCI | -10,194 | -100.0% |
| AGNC | -8,520 | -80.1% |
| CDP | -7,883 | -96.8% |
| SPGI | -7,734 | -21.4% |
| IMMUNOMEDICS INC | -7,345 | -100.0% |
| AMH | -7,237 | -69.2% |
| VEREIT, Inc. | -6,780 | -100.0% |
| HR | -6,779 | -64.5% |
| NSA | -6,543 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
131,456
(0.8% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|