GUGGENHEIM CAPITAL LLC
Q3 2021 13F-HR Holdings
Net value change ($000)
-332,431
(-2.0%)
New positions
115
Sold out positions
174
Turnover %
3.6%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q2 2021
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AGG | 48,689 | 24.4% |
| Logistics Innovation Technologies Corp. | 38,560 | NEW |
| AfterNext HealthTech Acquisition Corp. | 37,100 | NEW |
| TSLA | 35,627 | 24.8% |
| Conyers Park III Acquisition Corp. | 34,685 | NEW |
| MSFT | 32,824 | 7.6% |
| HON | 29,406 | 139.3% |
| AAPL | 29,313 | 6.1% |
| Waverley Capital Acquisition Corp. 1 | 24,651 | NEW |
| Acropolis Infrastructure Acquisition Corp. | 24,200 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| Pershing Square Tontine Holdings, Ltd. | -67,320 | -13.4% |
| ALXN | -41,779 | -100.0% |
| Logistics Innovation Technologies Corp. | -39,800 | -100.0% |
| Matterport, Inc./DE | -39,248 | -100.0% |
| DNA | -19,984 | -100.0% |
| JNK | -19,500 | -61.2% |
| MAXIM INTEGRATED PRODUCTS INC | -12,044 | -100.0% |
| PSN | -11,548 | -72.7% |
| WELL | -10,998 | -38.1% |
| EXR | -10,213 | -39.2% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
132,690
(0.8% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
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