GUGGENHEIM CAPITAL LLC

Q4 2021 13F-HR Holdings

Location
Chicago, IL
Holdings as of
12/31/2021
Date filed
2/14/2022
Form type
13F-HR
Num holdings
2,101
Total value ($000)
$19,171,738
Net value change ($000)
+2,516,524 (15.1%)
New positions
198
Sold out positions
217
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FIGS 141,101 914.5%
AAPL 124,441 24.5%
BRK-B 108,537 425.3%
JPM 106,511 161.5%
MSFT 97,774 21.0%
AXP 86,221 1024.6%
NVDA 58,966 38.2%
META 57,085 28.4%
QCOM 53,203 64.8%
AVGO 48,945 52.6%
Top Reduces (Value $000, Stocks/ETFs)
AfterNext HealthTech Acquisition Corp. -37,100 -100.0%
Conyers Park III Acquisition Corp. -34,685 -100.0%
PYPL -26,614 -29.7%
Waverley Capital Acquisition Corp. 1 -24,599 -99.8%
TPG Pace Solutions Corp. -23,655 -100.0%
Blue Whale Acquisition Corp I -19,830 -99.9%
ZWS -11,099 -100.0%
REG -9,726 -46.8%
CRM -8,739 -14.2%
Mandiant, Inc. -7,778 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 108,290 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type