GUGGENHEIM CAPITAL LLC

Q4 2022 13F-HR Holdings

Location
Chicago, IL
Holdings as of
12/31/2022
Date filed
2/14/2023
Form type
13F-HR
Num holdings
1,908
Total value ($000)
$11,384,291
Net value change ($000)
+465,772 (4.3%)
New positions
159
Sold out positions
137
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q3 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 44,181 283.1%
MSFT 33,346 12.8%
NVDA 17,412 25.3%
MRK 17,129 19.9%
PLD 16,926 34.2%
GILD 16,630 31.8%
APD 16,320 40.3%
XOM 16,312 43.9%
JPM 15,142 48.3%
CSCO 14,714 18.6%
Top Reduces (Value $000, Stocks/ETFs)
KKR ACQUISITION HOLDING I CO -108,755 -100.0%
TSLA -53,368 -48.5%
Gores Holdings IX, Inc. -48,708 -100.0%
AAPL -39,605 -12.5%
AMZN -32,215 -19.6%
RXR Acquisition Corp. -24,452 -100.0%
Gores Holdings VIII Inc. -19,887 -100.0%
MUC -17,052 -71.2%
TEAM -14,172 -100.0%
META -11,410 -15.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 44,056 (0.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type