GUGGENHEIM CAPITAL LLC

Q1 2023 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2023
Date filed
5/11/2023
Form type
13F-HR
Num holdings
1,909
Total value ($000)
$11,880,556
Net value change ($000)
+496,265 (4.4%)
New positions
165
Sold out positions
163
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/14/2023 Next filing: 8/11/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 111,872 40.3%
NVDA 103,329 119.9%
MSFT 95,619 32.4%
AMZN 53,097 40.2%
META 52,453 84.9%
TSLA 50,111 88.4%
GOOGL 33,718 33.1%
AVGO 27,422 32.5%
GOOGL 23,384 31.1%
QCOM 17,955 27.9%
Top Reduces (Value $000, Stocks/ETFs)
LQD -39,070 -65.3%
FIGS -38,137 -99.7%
NEA -25,265 -55.5%
MSD ACQUISITION CORP. / NEW -21,859 -100.0%
NVG -20,270 -48.3%
ABBV -17,759 -19.4%
SRLN -13,983 -28.3%
MRK -13,670 -13.2%
VMI -13,132 -94.2%
CVX -12,372 -12.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 46,834 (0.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type