GUGGENHEIM CAPITAL LLC

Q3 2023 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,833
Total value ($000)
$11,631,280
Net value change ($000)
-1,107,701 (-8.7%)
New positions
103
Sold out positions
128
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/11/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMGN 15,661 24.2%
CMCSA 12,975 17.0%
COST 12,225 16.8%
ADBE 11,219 15.7%
BKNG 10,741 35.1%
CSCO 10,250 9.1%
JFR 10,233 128.1%
TTD 7,666 NEW
MKL 7,042 120.1%
ADP 6,514 35.2%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -139,705 -27.6%
AAPL -104,205 -20.9%
NVDA -80,146 -26.8%
AMZN -59,020 -23.0%
TSLA -40,164 -26.5%
GOOGL -25,595 -19.5%
SPY -24,771 -48.9%
IWM -23,919 -57.3%
QQQ -23,530 -59.3%
MRK -23,205 -27.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 47,536 (0.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type