GUGGENHEIM CAPITAL LLC

Q4 2023 13F-HR Holdings

Location
Chicago, IL
Holdings as of
12/31/2023
Date filed
2/14/2024
Form type
13F-HR
Num holdings
1,870
Total value ($000)
$13,234,209
Net value change ($000)
+1,602,929 (13.8%)
New positions
178
Sold out positions
140
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AVGO 75,101 48.7%
MSFT 64,710 17.6%
SPY 43,373 167.8%
META 38,551 26.2%
AAPL 36,684 9.3%
TSLA 32,938 29.5%
AMD 30,504 57.7%
AMZN 29,519 14.9%
QCOM 26,412 31.1%
INTC 25,877 45.0%
Top Reduces (Value $000, Stocks/ETFs)
BUNGELTD -17,450 -100.0%
Seagen Inc. -15,591 -100.0%
XOM -12,929 -25.8%
CVX -12,393 -16.6%
PIONEER NATURAL RESOURCES CO -9,634 -23.1%
VMWA -9,632 -100.0%
TCBI -8,221 -96.6%
FOXA -7,602 -96.4%
ABBV -6,255 -11.9%
MSM -5,960 -34.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 63,502 (0.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type