Prospera Financial Services

Q1 2014 13F-HR Holdings

Location
Dallas, TX
Holdings as of
3/31/2014
Date filed
4/4/2014
Form type
13F-HR
Num holdings
253
Total value ($000)
$316,630
Net value change ($000)
+19,212 (6.5%)
New positions
53
Sold out positions
58
Turnover %
32.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/13/2014 Next filing: 7/7/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FV 17,739 NEW
XLF 9,817 80.0%
XLB 9,630 79.5%
IYE 9,299 78.4%
IYH 9,267 77.9%
IYW 8,903 72.0%
IWM 4,393 340.5%
UWM 2,990 NEW
AGG 2,376 NEW
POWERSHARES ETF TR II 1,904 36.8%
Top Reduces (Value $000, Stocks/ETFs)
IYJ -12,292 -100.0%
XLY -12,248 -100.0%
XLP -11,472 -100.0%
IJH -5,482 -93.4%
FXD -3,262 -86.2%
MVV -3,240 -100.0%
FXG -3,221 -78.2%
FBT -2,999 -100.0%
FDN -2,966 -85.8%
FXH -2,625 -69.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type