Prospera Financial Services

Q2 2014 13F-HR Holdings

Location
Dallas, TX
Holdings as of
6/30/2014
Date filed
7/7/2014
Form type
13F-HR
Num holdings
274
Total value ($000)
$369,656
Net value change ($000)
+53,026 (16.7%)
New positions
46
Sold out positions
26
Turnover %
19.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/4/2014 Next filing: 2/12/2020 SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IDU 15,050 NEW
IYJ 14,360 NEW
XLP 14,336 NEW
FV 3,691 20.8%
IJH 2,986 771.6%
IEF 2,899 1073.7%
POWERSHARES ETF TR II 2,023 28.6%
INVSC QQQ TRUST SRS 1 ETF 1,889 194.9%
INVESCO EXCHANGE-TRADED FUND TRUST 1,554 26.1%
RCS 1,447 NEW
Top Reduces (Value $000, Stocks/ETFs)
XLF -6,621 -30.0%
XLB -6,599 -30.4%
IYE -6,394 -30.2%
IYW -6,092 -28.7%
IYH -5,442 -25.7%
IWM -2,538 -44.7%
IVV -2,325 -29.2%
UWM -1,733 -58.0%
SSO -1,228 -33.7%
REYNOLDS AMERICAN INC -573 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type