Prospera Financial Services Inc

Q3 2020 13F-HR Holdings

Location
Dallas, TX
Holdings as of
9/30/2020
Date filed
11/4/2020
Form type
13F-HR
Num holdings
1,638
Total value ($000)
$261,646
Net value change ($000)
-867,017 (-76.8%)
New positions
1154
Sold out positions
89
Turnover %
58.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IYK 2,198 682.6%
IYJ 1,860 332.1%
EEM 1,447 230.0%
ETF SER SOLUTIONS 924 NEW
VCIT 795 40.1%
LRGE 793 NEW
IYC 613 15.4%
VWO 557 NEW
LULU 537 NEW
TT 494 224.5%
Top Reduces (Value $000, Stocks/ETFs)
SPDR SERIES TRUST -61,318 -99.9%
AAPL -49,486 -95.3%
FV -47,053 -96.4%
AGG -31,585 -98.6%
QQQ -22,931 -85.9%
MSFT -20,712 -97.3%
PDP -18,019 -98.8%
FVD -17,390 -91.0%
SPLV -15,764 -96.4%
AMZN -15,227 -80.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type