Prospera Financial Services Inc

Q4 2020 13F-HR Holdings

Location
Dallas, TX
Holdings as of
12/31/2020
Date filed
2/12/2021
Form type
13F-HR
Num holdings
668
Total value ($000)
$1,451,585
Net value change ($000)
+1,189,939 (454.8%)
New positions
130
Sold out positions
1096
Turnover %
13.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FV 105,070 5929.5%
AAPL 73,624 3037.3%
PDP 39,793 17685.8%
SPDR SERIES TRUST 32,555 56129.3%
QQQ 32,366 859.9%
SPLV 30,901 5176.0%
MSFT 25,075 4438.1%
FVD 21,840 1269.8%
AGG 19,564 4234.6%
AMZN 16,902 466.0%
Top Reduces (Value $000, Stocks/ETFs)
GLD -2,750 -72.3%
VGLT -1,716 -100.0%
IYJ -1,352 -55.9%
ZM -727 -50.3%
GDX -514 -100.0%
HYZD -425 -100.0%
IPKW -337 -52.2%
SAPIENS INTERNATIONAL CORP N V -282 -100.0%
Slack Technologies, Inc. -269 -100.0%
MDIV -263 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type