Prospera Financial Services Inc

Q1 2021 13F-HR Holdings

Location
Dallas, TX
Holdings as of
3/31/2021
Date filed
5/6/2021
Form type
13F-HR
Num holdings
743
Total value ($000)
$1,685,203
Net value change ($000)
+233,618 (16.1%)
New positions
122
Sold out positions
47
Turnover %
9.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/12/2021 Next filing: 8/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FV 10,281 9.6%
MSFT 7,541 29.4%
SPY 6,181 44.0%
PSK 5,753 1393.0%
KKR 5,561 NEW
SRLN 5,538 NEW
WIP 5,483 NEW
IBND 5,400 NEW
CIBR 5,378 152.6%
NVDA 5,156 65.0%
Top Reduces (Value $000, Stocks/ETFs)
SPDR SERIES TRUST -32,613 -100.0%
MNST -2,712 -100.0%
IYH -2,644 -65.3%
BX -2,635 -14.1%
MO -2,409 -47.6%
FSK -2,260 -29.7%
AGG -2,110 -10.5%
FXF -1,841 -66.9%
BCX -1,816 -51.6%
XLV -1,743 -61.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type