Prospera Financial Services Inc

Q3 2026 13F-HR Holdings

Location
Dallas, TX
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR
Num holdings
1,511
Total value ($000)
$7,730,329
Net value change ($000)
+845,164 (12.3%)
New positions
185
Sold out positions
143
Turnover %
6.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/15/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 92,560 37.9%
XOM 75,789 NEW
MSFT 69,773 63.1%
NVDA 51,371 22.0%
SPACE EXPLORATION TECHN CORP 40,958 856.0%
MAGS 32,721 12255.1%
ADP 25,749 380.4%
WDAY 24,022 2510.1%
AMZN 23,990 22.2%
V 22,128 68.1%
Top Reduces (Value $000, Stocks/ETFs)
XOM -56,098 -100.0%
CAT -41,177 -39.6%
IWD -35,080 -86.9%
AMAT -34,794 -67.9%
WDC -33,841 -88.0%
ARM -33,557 -97.0%
INTC -30,364 -82.1%
ABBV -24,206 -100.0%
GLW -21,789 -68.8%
LRCX -18,293 -58.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type