Rockefeller Capital Management L.P.

Q3 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
2,716
Total value ($000)
$10,675,002
Net value change ($000)
+1,118,222 (11.7%)
New positions
327
Sold out positions
236
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/12/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RGA 128,252 23706.5%
BABA 91,372 342.9%
CARR 72,896 2133.3%
AWK 61,303 1206.3%
MLM 51,523 41218.4%
SEDG 40,685 4068500.0%
PGR 38,101 18.9%
DE 37,461 41.5%
BDX 35,074 34.0%
FSLR 30,242 12394.3%
Top Reduces (Value $000, Stocks/ETFs)
GOOGL -104,793 -62.5%
DIS -88,889 -60.9%
NVS -64,735 -83.1%
BP -25,147 -90.2%
REGN -23,657 -28.8%
LYFT -18,299 -64.0%
COP -16,335 -87.6%
CERNER Corp -15,501 -14.9%
CVX -13,682 -22.8%
RTX -13,256 -45.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type