Rockefeller Capital Management L.P.

Q3 2023 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
2,922
Total value ($000)
$25,926,867
Net value change ($000)
+110,710 (0.4%)
New positions
78
Sold out positions
396
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CL 118,640 1071.4%
ORCL 105,518 99.3%
AMGN 76,697 129.8%
T 59,595 114.2%
VT 57,085 60.9%
GOOGL 46,552 13.5%
SHEL 41,970 26.4%
SPY 40,813 4.7%
IVV 32,536 16.2%
META 32,109 9.9%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -84,655 -7.9%
MSFT -62,547 -6.3%
RTX -43,659 -58.3%
DFS -40,079 -23.9%
BMRN -31,991 -66.8%
TRU -27,692 -24.1%
SPTL -25,145 -96.9%
ABLZF -23,473 -100.0%
LAD -22,718 -87.2%
TEL -20,241 -14.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROCKEFELLER & CO. LLC 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust Co (Delaware) 028-11086
4 ROCKEFELLER FINANCIAL LLC 028-19121