Advisors Asset Management, Inc.

Q1 2018 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
3/31/2018
Date filed
8/13/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,538
Total value ($000)
$5,968,665
Net value change ($000)
—
New positions
1536
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/15/2014 Next filing: 8/13/2026 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMZN 112,876 —
MSFT 82,659 —
AAPL 70,951 —
CSCO 65,817 —
GOOGL 64,072 —
PFE 63,863 —
META 62,535 —
VZ 61,390 —
ABBV 51,326 —
V 47,812 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type