Advisors Asset Management, Inc.
Q3 2018 13F-HR/A Holdings
Net value change ($000)
+229,796
(3.9%)
New positions
76
Sold out positions
85
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q2 2018
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| TWO | 26,933 | 2693300.0% |
| AMZN | 26,493 | 20.1% |
| RVT | 22,108 | 245644.4% |
| AAPL | 21,150 | 27.0% |
| MSFT | 19,953 | 21.8% |
| ARDC | 16,374 | 181933.3% |
| Guggenheim Enhanced Equity Income Fund | 14,957 | 115053.8% |
| V | 11,799 | 21.0% |
| GOOGL | 11,460 | 15.6% |
| PFE | 11,364 | 19.1% |
Top Reduces (Value $000, Stocks/ETFs)
| CYS INVTS INC | -14,578 | -100.0% |
| HollyFrontier Corp | -10,434 | -79.2% |
| Kayne Anderson Energy Total Re | -7,705 | -100.0% |
| PEP | -7,579 | -29.1% |
| META | -7,441 | -9.9% |
| KSS | -7,233 | -71.4% |
| ADVENT CLAYMORE ENH GRW & IN | -7,109 | -100.0% |
| GE | -6,322 | -22.9% |
| PUTNAM | -6,261 | -100.0% |
| Dr Pepper Snapple Group Inc | -5,800 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|