Advisors Asset Management, Inc.

Q4 2018 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
12/31/2018
Date filed
8/13/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,599
Total value ($000)
$4,966,831
Net value change ($000)
-1,151,157 (-18.8%)
New positions
91
Sold out positions
71
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2026 Next filing: 5/20/2020 SEC filing

Snapshot: Change Analysis

Compared to Q3 2018
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LIN 11,539 NEW
D 4,591 43.4%
AMT 3,569 15.4%
MCD 3,331 25.0%
MRK 3,201 6.9%
TUP 3,139 42.9%
NLY 2,945 31.4%
KHC 2,920 109.0%
KRO 2,612 87.7%
CWEN 2,608 NEW
Top Reduces (Value $000, Stocks/ETFs)
AMZN -44,240 -28.0%
AAPL -30,715 -30.9%
PXGBX -16,154 -100.0%
CSCO -15,438 -28.1%
MSFT -13,787 -12.4%
META -13,736 -20.2%
Domtar CORP -12,246 -50.5%
ACH -12,231 -64.1%
CF -11,841 -64.7%
IBM -11,123 -24.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type