Advisors Asset Management, Inc.

Q1 2019 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
3/31/2019
Date filed
8/18/2026
Form type
13F-HR/A - NEW HOLDINGS
Num holdings
2
Total value ($000)
$1,956
Net value change ($000)
-4,964,875 (-100.0%)
New positions
2
Sold out positions
1598
Turnover %
254008.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2026 Next filing: 8/18/2026 SEC filing

Snapshot: Change Analysis

Compared to Q4 2018
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PHILLIPS 66 PARTNERS LP 1,047 NEW
WEP 909 NEW
Top Reduces (Value $000, Stocks/ETFs)
AMZN -113,855 -100.0%
MSFT -97,592 -100.0%
GOOGL -75,396 -100.0%
AAPL -68,770 -100.0%
VZ -67,919 -100.0%
PFE -61,680 -100.0%
V -60,261 -100.0%
META -54,360 -100.0%
MRK -49,376 -100.0%
MA -39,931 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type