Advisors Asset Management, Inc.

Q1 2019 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
3/31/2019
Date filed
8/18/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,567
Total value ($000)
$5,488,354
Net value change ($000)
+521,523 (10.5%)
New positions
60
Sold out positions
93
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2026 Next filing: 8/18/2026 SEC filing

Snapshot: Change Analysis

Compared to Q4 2018
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 17,805 18.2%
META 15,692 28.9%
AMZN 12,505 11.0%
AAPL 12,107 17.6%
MA 10,897 27.3%
V 10,198 16.9%
IBM 9,802 27.8%
GOOGL 9,378 12.4%
CMCSA 8,376 26.4%
AMT 7,655 28.7%
Top Reduces (Value $000, Stocks/ETFs)
PFE -7,842 -12.7%
TDSPRU -6,441 -30.6%
GES -5,968 -54.9%
FE -5,265 -66.5%
PMT -5,246 -86.6%
MRK -4,565 -9.2%
GOVERNMENT PPTYS INCOME TR -4,560 -100.0%
AES -4,494 -38.7%
UVV -4,270 -43.5%
BKE -3,996 -33.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type