Advisors Asset Management, Inc.

Q3 2020 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
9/30/2020
Date filed
8/26/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,520
Total value ($000)
$5,408,431
Net value change ($000)
+271,356 (5.3%)
New positions
64
Sold out positions
66
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/27/2026 Next filing: 8/26/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 42,530 25.8%
AMZN 36,312 16.4%
META 26,645 21.2%
ABBV 19,093 NEW
MA 17,533 22.8%
FDX 17,378 97.9%
UPS 12,641 53.7%
CMCSA 12,069 23.7%
PYPL 11,821 15.0%
GOOGL 10,206 8.1%
Top Reduces (Value $000, Stocks/ETFs)
CVX -6,714 -19.1%
EBAY -5,668 -19.9%
INTC -4,813 -21.4%
XOM -4,403 -23.0%
WDC -4,149 -45.7%
GILD -3,985 -25.5%
D -3,708 -21.4%
CVI -3,698 -45.4%
CSCO -3,668 -10.1%
CVS -3,554 -20.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type