Advisors Asset Management, Inc.

Q3 2022 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
9/30/2022
Date filed
8/26/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,460
Total value ($000)
$4,995,258
Net value change ($000)
-525,943 (-9.5%)
New positions
49
Sold out positions
78
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/27/2026 Next filing: 8/27/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
J 16,372 NEW
JQC 10,884 263.7%
IGD 10,601 3487.2%
DSU 10,556 249.7%
KIO 10,096 3698.2%
GHY 10,021 375.7%
SCD 10,020 132.8%
ERC 9,660 NEW
RMT 9,636 130.4%
IGA 9,570 760.1%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -30,258 -19.2%
GOOGL -29,615 -23.2%
J -22,012 -100.0%
VZ -17,735 -25.9%
V -15,661 -20.3%
AAPL -15,004 -10.6%
FDX -14,697 -39.5%
META -14,264 -20.4%
IGR -13,323 -62.2%
MA -13,258 -21.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type