Advisors Asset Management, Inc.

Q4 2022 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
12/31/2022
Date filed
8/27/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,480
Total value ($000)
$4,854,266
Net value change ($000)
-140,992 (-2.8%)
New positions
77
Sold out positions
58
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/26/2026 Next filing: 8/26/2026 SEC filing

Snapshot: Change Analysis

Compared to Q3 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GILD 10,004 50.3%
MRK 9,128 15.7%
CVX 8,571 17.4%
TWO 8,176 NEW
ABBV 7,494 18.8%
IBM 7,434 18.8%
CSCO 7,363 22.1%
LMT 6,836 28.2%
MMM 6,800 25.2%
APD 6,655 37.9%
Top Reduces (Value $000, Stocks/ETFs)
AMZN -46,407 -35.4%
AAPL -28,261 -22.3%
GOOGL -24,659 -25.1%
MSFT -18,665 -14.6%
META -12,150 -21.9%
FIRST TRUST ENERGY INFRASTRUCTURE FUND -11,131 -73.9%
NFJ -10,239 -34.7%
AVK -9,707 -54.9%
BGR -9,529 -65.3%
NCV -9,424 -54.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type