Advisors Asset Management, Inc.

Q3 2022 13F-HR/A Detailed Holdings

Location
Monument, CO
Holdings as of
9/30/2022
Date filed
8/26/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,485
Total value ($000)
$4,995,258
Net value change ($000)
-525,943 (-9.5%)
New positions
49
Sold out positions
78
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/27/2026 Next filing: 8/27/2026 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
J 16,372 NEW
JQC 10,884 263.7%
IGD 10,601 3487.2%
DSU 10,556 249.7%
KIO 10,096 3698.2%
GHY 10,021 375.7%
SCD 10,020 132.8%
ERC 9,660 NEW
RMT 9,636 130.4%
IGA 9,570 760.1%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -30,258 -19.2%
GOOGL -29,615 -23.2%
J -22,012 -100.0%
VZ -17,735 -25.9%
V -15,661 -20.3%
AAPL -15,004 -10.6%
FDX -14,697 -39.5%
META -14,264 -20.4%
IGR -13,323 -62.2%
MA -13,258 -21.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None